Hierarchical Stochastic Spatial–Temporal Transformer for Trustworthy State-of-Health Estimation of Batteries in Industrial Applications

With lithium-ion batteries prevalent in safety-critical industries, accurate and reliable estimation of battery state-of-health, termed trustworthy prognosis, has become crucial. However, neglecting model uncertainty during representative correlation learning may lead to inappropriate aggregation of ambiguous segments. Moreover, shifts in dominant spatial channels and sparsity in useful temporal features further hinder the trustworthy estimation. Furthermore, the misalignment between the predicted and actual distributions leads to a confidence biases issue and degrades performance in distinguishing out-of-distribution samples. To address these challenges, we propose a hierarchical stochastic spatial–temporal Transformer (HSSTT). First, HSSTT implements stochastic self-attention utilizing Gumbel–Softmax reparameterization for uncertainty quantification. Then, a hierarchical spatial–temporal Transformer is designed to leverage uncertainty-aware timestep-wise dilated convolution and clustered stochastic self-attention. Finally, we theoretically analyse the confidence bias issue through bias-variance decomposition and develop a principled calibration strategy. Experimental results on four datasets demonstrate the superiority of HSSTT in trustworthy prognosis against seven State-of-the-Art models.

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Publication Details

Journal
IEEE Transactions on Industrial Informatics
Published
2025-08-18
DOI
https://doi.org/10.1109/tii.2025.3594054
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Hierarchical Stochastic Spatial–Temporal Transformer for Trustworthy State-of-Health Estimation of Batteries in Industrial Applications

Zhenyu Yin, Liang Zhao, Rao Fu, Yuanguo Bi et al.
IEEE Transactions on Industrial Informatics
Advanced Battery Technologies Research
article

Hierarchical Stochastic Spatial–Temporal Transformer for Trustworthy State-of-Health Estimation of Batteries in Industrial Applications

Zhenyu Yin, Liang Zhao, Rao Fu, Yuanguo Bi, Ammar Hawbani, Xiaoling Zhang, Xinhui Lin
article en

Abstract

With lithium-ion batteries prevalent in safety-critical industries, accurate and reliable estimation of battery state-of-health, termed trustworthy prognosis, has become crucial. However, neglecting model uncertainty during representative correlation learning may lead to inappropriate aggregation of ambiguous segments. Moreover, shifts in dominant spatial channels and sparsity in useful temporal features further hinder the trustworthy estimation. Furthermore, the misalignment between the predicted and actual distributions leads to a confidence biases issue and degrades performance in distinguishing out-of-distribution samples. To address these challenges, we propose a hierarchical stochastic spatial–temporal Transformer (HSSTT). First, HSSTT implements stochastic self-attention utilizing Gumbel–Softmax reparameterization for uncertainty quantification. Then, a hierarchical spatial–temporal Transformer is designed to leverage uncertainty-aware timestep-wise dilated convolution and clustered stochastic self-attention. Finally, we theoretically analyse the confidence bias issue through bias-variance decomposition and develop a principled calibration strategy. Experimental results on four datasets demonstrate the superiority of HSSTT in trustworthy prognosis against seven State-of-the-Art models.

IEEE Transactions on Industrial InformaticsVol. 21(11)
Shenyang Aerospace University (CN), Shenyang University of Technology (CN), Chinese Academy of Sciences (CN), Shenyang Institute of Computing Technology (China) (CN), Northeastern University (CN)
National Natural Science Foundation of China, Fundamental Research Funds for the Central Universities
Openalex Percentile: Top 78%
Advanced Battery Technologies Research
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