Evaluating Forest Canopy Structures and Leaf Area Index Using a Five-Band Depth Image Sensor

The objective of the study was to develop and validate a ground-based method using a depth image sensor equipped with depth, visible red, green, blue (RGB), and near-infrared bands to measure the leaf area index (LAI) based on the relative illuminance of foliage only. The method was applied in a Itajii chinkapin (Castanopsis sieboldii (Makino) Hatus. ex T.Yamaz. & Mashiba )forest in Aichi Prefecture, Japan, and validated by comparing estimates with conventional methods (LAI-2200 and fisheye photography). To apply the 5-band sensor to actual forests, a methodology is proposed for matching the color camera and near-infrared camera in units of pixels, along with a method for widening the exposure range through multi-step camera exposure. Based on these advancements, the RGB color band, near-infrared band, and depth band are converted into several physical properties. Employing these properties, each pixel of the canopy image is classified into upper foliage, lower foliage, sky, and non-assimilated parts (stems and branches). Subsequently, the LAI is calculated using the gap-fraction method, which is based on the relative illuminance of the foliage. In comparison with existing indirect LAI estimations, this technique enabled the distinction between upper and lower canopy layers and the exclusion of non-assimilated parts. The findings indicate that the plant area index (PAI) ranged from 2.23 to 3.68 m2 m−2, representing an increase from 33% to 34% compared to the LAI calculated after excluding non-assimilating parts. The findings of this study underscore the necessity of distinguishing non-assimilated components in the estimation of LAI. The PAI estimates derived from the depth image sensor exhibited moderate to strong agreement with the LAI-2200, contingent upon canopy rings (R2 = 0.48–0.98), thereby substantiating the reliability of the system’s performance. The developed approaches also permit the evaluation of the distributions of leaves and branches at various heights from the ground surface to the top of the canopy. The novel LAI measurement method developed in this study has the potential to provide precise, reliable foundational data to support research in ecology and hydrology related to complex tree structures.