A Zero-Shot Framework for Compound Fault Diagnosis in Rotating Machinery Using Orthogonal High-Order Semantics and Cross-Hierarchical Discriminative Learning

Compound faults, characterized by inherent complexity and scarce labeled data, pose significant challenges to the generalization of conventional diagnostic methods for unseen fault modes. In contrast, zero-shot learning (ZSL) leverages seen-class data and auxiliary information to diagnose unseen compound faults without requiring target samples. However, existing zero-shot diagnostic models face two key challenges. First, insufficient fault semantic discriminability and nonorthogonal representations lead to semantic redundancy and reduced separability. Second, overlapping feature spaces in compound faults degrade semantic mappings, limiting their effectiveness in recognizing unseen faults. To address these challenges, this article presents a zero-shot framework for compound fault diagnosis, termed orthogonal high-order semantics and cross-hierarchical discriminative learning (OHSCDL). OHSCDL enhances semantic discriminability by integrating high-order reasoning within a dual-stream collaborative network. Additionally, an orthogonal constraint mechanism is introduced to minimize redundancy and preserve the compositional integrity of compound fault semantics. Furthermore, OHSCDL adopts a multilevel optimization strategy that simultaneously refines feature representations and classification decisions, effectively mitigating feature overlap. Experimental evaluations on three typical rotating machinery scenarios demonstrate the effectiveness and broad applicability of the proposed method in diagnosing faults across diverse mechanical components. Specifically, OHSCDL achieves unseen compound fault identification accuracies of 94.17%, 88.89%, and 94.91% on these datasets, outperforming state-of-the-art methods.

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Publication Details

Journal
IEEE Transactions on Instrumentation and Measurement
Published
2025-01-01
DOI
https://doi.org/10.1109/tim.2025.3597619
Primary Topic
Engineering Diagnostics and Reliability
Type
article
Field-Weighted Citation Impact
0.00

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article

A Zero-Shot Framework for Compound Fault Diagnosis in Rotating Machinery Using Orthogonal High-Order Semantics and Cross-Hierarchical Discriminative Learning

Jingli Yang, K. WANG, Shuangyan Yin, Changdong Wang et al.
IEEE Transactions on Instrumentation and Measurement
Engineering Diagnostics and Reliability
article

A Zero-Shot Framework for Compound Fault Diagnosis in Rotating Machinery Using Orthogonal High-Order Semantics and Cross-Hierarchical Discriminative Learning

Jingli Yang, K. WANG, Shuangyan Yin, Changdong Wang, Tianyu Gao, Yongqi Chang
article en

Abstract

Compound faults, characterized by inherent complexity and scarce labeled data, pose significant challenges to the generalization of conventional diagnostic methods for unseen fault modes. In contrast, zero-shot learning (ZSL) leverages seen-class data and auxiliary information to diagnose unseen compound faults without requiring target samples. However, existing zero-shot diagnostic models face two key challenges. First, insufficient fault semantic discriminability and nonorthogonal representations lead to semantic redundancy and reduced separability. Second, overlapping feature spaces in compound faults degrade semantic mappings, limiting their effectiveness in recognizing unseen faults. To address these challenges, this article presents a zero-shot framework for compound fault diagnosis, termed orthogonal high-order semantics and cross-hierarchical discriminative learning (OHSCDL). OHSCDL enhances semantic discriminability by integrating high-order reasoning within a dual-stream collaborative network. Additionally, an orthogonal constraint mechanism is introduced to minimize redundancy and preserve the compositional integrity of compound fault semantics. Furthermore, OHSCDL adopts a multilevel optimization strategy that simultaneously refines feature representations and classification decisions, effectively mitigating feature overlap. Experimental evaluations on three typical rotating machinery scenarios demonstrate the effectiveness and broad applicability of the proposed method in diagnosing faults across diverse mechanical components. Specifically, OHSCDL achieves unseen compound fault identification accuracies of 94.17%, 88.89%, and 94.91% on these datasets, outperforming state-of-the-art methods.

IEEE Transactions on Instrumentation and MeasurementVol. 74
Harbin Institute of Technology (CN)
National Natural Science Foundation of China, China Postdoctoral Science Foundation
Reduced inequalities
Openalex Percentile: Top 77%
Engineering Diagnostics and Reliability
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