Multi-Task CNN-LSTM Modeling of Zero-Inflated Count and Time-to-Event Outcomes for Causal Inference with Functional Representation of Features

We propose a novel deep learning framework for counterfactual inference on the COMPAS dataset, utilizing a multi-task CNN-LSTM architecture. The model jointly predicts multiple outcome types: (i) count outcomes with zero inflation, modeled using zero-inflated Poisson (ZIP), zero-inflated negative binomial (ZINB), and negative binomial (NB) distributions; (ii) time-to-event outcomes, modeled via the Cox proportional hazards model. To effectively leverage the structure in high-dimensional tabular data, we integrate functional data analysis (FDA) techniques by transforming covariates into smooth functional representations using B-spline basis expansions. Specifically, we construct a pseudo-temporal index over predictor variables and fit basis expansions to each subject’s feature vector, yielding a low-dimensional set of coefficients that preserve smooth variation while reducing noise. This functional representation enables the CNN-LSTM model to capture both local and global temporal patterns in the data, including treatment-covariate interactions. Our approach estimates both population-average and individual-level treatment effects (ATE and CATE) for each outcome and evaluates predictive performance using metrics such as Poisson deviance, root mean squared error (RMSE), and the concordance index (C-index). Statistical inference on treatment effects is supported via bootstrap-based confidence intervals and hypothesis testing. Overall, this comprehensive framework facilitates flexible modeling of heterogeneous treatment effects in structured, high-dimensional data, advancing causal inference methodologies in criminal justice and related domains.

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Publication Details

Journal
Axioms
Published
2025-08-11
DOI
https://doi.org/10.3390/axioms14080626
Citations
1
Primary Topic
Advanced Causal Inference Techniques
Type
article
Field-Weighted Citation Impact
2.63
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article

Multi-Task CNN-LSTM Modeling of Zero-Inflated Count and Time-to-Event Outcomes for Causal Inference with Functional Representation of Features

Jong‐Min Kim
1 citations
Axioms
Advanced Causal Inference Techniques
2.63
article

Multi-Task CNN-LSTM Modeling of Zero-Inflated Count and Time-to-Event Outcomes for Causal Inference with Functional Representation of Features

Jong‐Min Kim
article en
1 citations

Abstract

We propose a novel deep learning framework for counterfactual inference on the COMPAS dataset, utilizing a multi-task CNN-LSTM architecture. The model jointly predicts multiple outcome types: (i) count outcomes with zero inflation, modeled using zero-inflated Poisson (ZIP), zero-inflated negative binomial (ZINB), and negative binomial (NB) distributions; (ii) time-to-event outcomes, modeled via the Cox proportional hazards model. To effectively leverage the structure in high-dimensional tabular data, we integrate functional data analysis (FDA) techniques by transforming covariates into smooth functional representations using B-spline basis expansions. Specifically, we construct a pseudo-temporal index over predictor variables and fit basis expansions to each subject’s feature vector, yielding a low-dimensional set of coefficients that preserve smooth variation while reducing noise. This functional representation enables the CNN-LSTM model to capture both local and global temporal patterns in the data, including treatment-covariate interactions. Our approach estimates both population-average and individual-level treatment effects (ATE and CATE) for each outcome and evaluates predictive performance using metrics such as Poisson deviance, root mean squared error (RMSE), and the concordance index (C-index). Statistical inference on treatment effects is supported via bootstrap-based confidence intervals and hypothesis testing. Overall, this comprehensive framework facilitates flexible modeling of heterogeneous treatment effects in structured, high-dimensional data, advancing causal inference methodologies in criminal justice and related domains.

AxiomsVol. 14(8)
University of Minnesota Morris (US), Tecnológico de Monterrey (MX)
Peace, Justice and strong institutions
Openalex Percentile: Top 9%
Advanced Causal Inference Techniques
2.63
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