Research into Robust Federated Learning Methods Driven by Heterogeneity Awareness

Federated learning (FL) has emerged as a prominent distributed machine learning paradigm that facilitates collaborative model training across multiple clients while ensuring data privacy. Despite its growing adoption in practical applications, performance degradation caused by data heterogeneity—commonly referred to as the non-independent and identically distributed (non-IID) nature of client data—remains a fundamental challenge. To mitigate this issue, a heterogeneity-aware and robust FL framework is proposed to enhance model generalization and stability under non-IID conditions. The proposed approach introduces two key innovations. First, a heterogeneity quantification mechanism is designed based on statistical feature distributions, enabling the effective measurement of inter-client data discrepancies. This metric is further employed to guide the model aggregation process through a heterogeneity-aware weighted strategy. Second, a multi-loss optimization scheme is formulated, integrating classification loss, heterogeneity loss, feature center alignment, and L2 regularization for improved robustness against distributional shifts during local training. Comprehensive experiments are conducted on four benchmark datasets, including CIFAR-10, SVHN, MNIST, and NotMNIST under Dirichlet-based heterogeneity settings (alpha = 0.1 and alpha = 0.5). The results demonstrate that the proposed method consistently outperforms baseline approaches such as FedAvg, FedProx, FedSAM, and FedMOON. Notably, an accuracy improvement of approximately 4.19% over FedSAM is observed on CIFAR-10 (alpha = 0.5), and a 1.82% gain over FedMOON on SVHN (alpha = 0.1), along with stable enhancements on MNIST and NotMNIST. Furthermore, ablation studies confirm the contribution and necessity of each component in addressing data heterogeneity.

Authors

Institutions

Publication Details

Journal
Applied Sciences
Published
2025-07-13
DOI
https://doi.org/10.3390/app15147843
Primary Topic
Privacy-Preserving Technologies in Data
Type
article
Field-Weighted Citation Impact
0.00

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Research into Robust Federated Learning Methods Driven by Heterogeneity Awareness

Zhangqi Zheng, Afei Li, Yongshan Liu, Junhui Song et al.
Applied Sciences
Privacy-Preserving Technologies in Data
article

Research into Robust Federated Learning Methods Driven by Heterogeneity Awareness

Zhangqi Zheng, Afei Li, Yongshan Liu, Junhui Song, Zhixin Xia
article en

Abstract

Federated learning (FL) has emerged as a prominent distributed machine learning paradigm that facilitates collaborative model training across multiple clients while ensuring data privacy. Despite its growing adoption in practical applications, performance degradation caused by data heterogeneity—commonly referred to as the non-independent and identically distributed (non-IID) nature of client data—remains a fundamental challenge. To mitigate this issue, a heterogeneity-aware and robust FL framework is proposed to enhance model generalization and stability under non-IID conditions. The proposed approach introduces two key innovations. First, a heterogeneity quantification mechanism is designed based on statistical feature distributions, enabling the effective measurement of inter-client data discrepancies. This metric is further employed to guide the model aggregation process through a heterogeneity-aware weighted strategy. Second, a multi-loss optimization scheme is formulated, integrating classification loss, heterogeneity loss, feature center alignment, and L2 regularization for improved robustness against distributional shifts during local training. Comprehensive experiments are conducted on four benchmark datasets, including CIFAR-10, SVHN, MNIST, and NotMNIST under Dirichlet-based heterogeneity settings (alpha = 0.1 and alpha = 0.5). The results demonstrate that the proposed method consistently outperforms baseline approaches such as FedAvg, FedProx, FedSAM, and FedMOON. Notably, an accuracy improvement of approximately 4.19% over FedSAM is observed on CIFAR-10 (alpha = 0.5), and a 1.82% gain over FedMOON on SVHN (alpha = 0.1), along with stable enhancements on MNIST and NotMNIST. Furthermore, ablation studies confirm the contribution and necessity of each component in addressing data heterogeneity.

Applied SciencesVol. 15(14)
Yanshan University (CN), Hebei Normal University of Science and Technology (CN)
National Natural Science Foundation of China
Partnerships for the goals
Openalex Percentile: Top 90%
Privacy-Preserving Technologies in Data
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.