State of Charge Estimation for Sodium-Ion Batteries Based on LSTM Network and Unscented Kalman Filter

With the increasing application of sodium-ion batteries in energy storage systems, accurate state of charge (SOC) estimation plays a vital role in ensuring both available battery capacity and operational safety. Traditional Kalman-filter-based methods often suffer from limited model expressiveness or oversimplified physical assumptions, making it difficult to balance accuracy and robustness under complex operating conditions, which may lead to unreliable estimation results. To address these challenges, this paper proposes a hybrid framework that combines an unscented Kalman filter (UKF) with a long short-term memory (LSTM) neural network for SOC estimation. Under various driving conditions, the UKF—based on a second-order equivalent circuit model with online parameter identification—provides physically interpretable estimates, while LSTM effectively captures complex temporal dependencies. Experimental results under CLTC, NEDC, and WLTC cycles demonstrate that the proposed LSTM-UKF approach reduces the mean absolute error (MAE) by an average of 2% and the root mean square error (RMSE) by an average of 3% compared to standalone methods. The proposed framework exhibits excellent adaptability across different scenarios, offering a precise, stable, and robust solution for SOC estimation in sodium-ion batteries.

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Publication Details

Journal
Batteries
Published
2025-07-18
DOI
https://doi.org/10.3390/batteries11070274
Citations
4
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
2.73
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article

State of Charge Estimation for Sodium-Ion Batteries Based on LSTM Network and Unscented Kalman Filter

X C Fu, Yuqian Fan, Meng Sun, Han Xu et al.
4 citations
Batteries
Advanced Battery Technologies Research
2.73
article

State of Charge Estimation for Sodium-Ion Batteries Based on LSTM Network and Unscented Kalman Filter

X C Fu, Yuqian Fan, Meng Sun, Han Xu, Xiangang Zuo
article en
4 citations

Abstract

With the increasing application of sodium-ion batteries in energy storage systems, accurate state of charge (SOC) estimation plays a vital role in ensuring both available battery capacity and operational safety. Traditional Kalman-filter-based methods often suffer from limited model expressiveness or oversimplified physical assumptions, making it difficult to balance accuracy and robustness under complex operating conditions, which may lead to unreliable estimation results. To address these challenges, this paper proposes a hybrid framework that combines an unscented Kalman filter (UKF) with a long short-term memory (LSTM) neural network for SOC estimation. Under various driving conditions, the UKF—based on a second-order equivalent circuit model with online parameter identification—provides physically interpretable estimates, while LSTM effectively captures complex temporal dependencies. Experimental results under CLTC, NEDC, and WLTC cycles demonstrate that the proposed LSTM-UKF approach reduces the mean absolute error (MAE) by an average of 2% and the root mean square error (RMSE) by an average of 3% compared to standalone methods. The proposed framework exhibits excellent adaptability across different scenarios, offering a precise, stable, and robust solution for SOC estimation in sodium-ion batteries.

BatteriesVol. 11(7)
Sun Yat-sen University (CN), Henan Institute of Science and Technology (CN)
Affordable and clean energy
Openalex Percentile: Top 9%
Advanced Battery Technologies Research
2.73
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