An Improved Multilayer Convolutional Sparse Coding Model for Fault Feature Extraction of Rolling Element Bearings Under Varying Speed Conditions

Rolling element bearings are critical components in rotating machinery, and their faults often lead to machinery failure. Accurate fault diagnosis under varying speed conditions remains a challenging task, especially when dealing with weak, non-periodic fault features embedded in noise and in the absence of angle encoder. This paper proposes an improved multi-layer convolutional sparse coding (ML-CSC) model incorporating an overlap-crop (OC) operation for effective fault feature extraction under such conditions. The ML-CSC framework enhances the capability to extract weak transients by stacking multiple convolutional layers, while the OC operation mitigates boundary-induced transient effects and enables efficient parallel processing. The proposed method is validated using both simulated and real-world vibration signals under varying speed conditions. Compared with existing approaches—including vanilla CSC, CSC-DFT, TQWT, and WMSDL—the OC CSC consistently yields higher SNR improvements and better reconstruction accuracy. The use of multi-layer dictionaries proves effective in capturing complex fault dynamics, with two- and three-layer models offering enhanced performance without significantly increasing model complexity. Future work will explore real-time implementation and extensions to more complex rotating machinery.

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Publication Details

Journal
IEEE Transactions on Instrumentation and Measurement
Published
2025-01-01
DOI
https://doi.org/10.1109/tim.2025.3595254
Citations
2
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
2.43

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article

An Improved Multilayer Convolutional Sparse Coding Model for Fault Feature Extraction of Rolling Element Bearings Under Varying Speed Conditions

Guangming Dong
2 citations
IEEE Transactions on Instrumentation and Measurement
Machine Fault Diagnosis Techniques
2.43
article

An Improved Multilayer Convolutional Sparse Coding Model for Fault Feature Extraction of Rolling Element Bearings Under Varying Speed Conditions

Guangming Dong
article en
2 citations

Abstract

Rolling element bearings are critical components in rotating machinery, and their faults often lead to machinery failure. Accurate fault diagnosis under varying speed conditions remains a challenging task, especially when dealing with weak, non-periodic fault features embedded in noise and in the absence of angle encoder. This paper proposes an improved multi-layer convolutional sparse coding (ML-CSC) model incorporating an overlap-crop (OC) operation for effective fault feature extraction under such conditions. The ML-CSC framework enhances the capability to extract weak transients by stacking multiple convolutional layers, while the OC operation mitigates boundary-induced transient effects and enables efficient parallel processing. The proposed method is validated using both simulated and real-world vibration signals under varying speed conditions. Compared with existing approaches—including vanilla CSC, CSC-DFT, TQWT, and WMSDL—the OC CSC consistently yields higher SNR improvements and better reconstruction accuracy. The use of multi-layer dictionaries proves effective in capturing complex fault dynamics, with two- and three-layer models offering enhanced performance without significantly increasing model complexity. Future work will explore real-time implementation and extensions to more complex rotating machinery.

IEEE Transactions on Instrumentation and MeasurementVol. 74
Shanghai Jiao Tong University (CN)
National Natural Science Foundation of China
Climate action
Openalex Percentile: Top 10%
Machine Fault Diagnosis Techniques
2.43
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An Improved Multilayer Convolutional Sparse Coding Model for Fault Feature Extraction of Rolling Element Bearings Under Varying Speed Conditions — Guangming Dong · IEEE Transactions on Instrumentation and Measurement (2025) | TGRS Research Map | TGRS