Macroscopic Thermalization for Highly Degenerate Hamiltonians After Slight Perturbation

We say of an isolated macroscopic quantum system in a pure state <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mi>ψ</mml:mi></mml:math> that it is in macroscopic thermal equilibrium (MATE) if <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mi>ψ</mml:mi></mml:math> lies in or close to a suitable subspace <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mtext>eq</mml:mtext></mml:msub> </mml:math> of Hilbert space. It is known that every initial state <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>ψ</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> will eventually reach and stay there most of the time ("thermalize") if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mi>θ</mml:mi> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> of the Hamiltonian <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>N</mml:mi> <mml:mo>≫</mml:mo> <mml:mn>1</mml:mn></mml:mrow> </mml:math> free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> . Here, we first point out that also for degenerate Hamiltonians all <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>ψ</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> thermalize if the ETH holds, i.e., if <i>every</i> eigenbasis lies in MATE, and we prove that this is the case for <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> . Inspired by the fact that there is <i>one</i> eigenbasis of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> that the existence of one eigenbasis in MATE implies quite generally that <i>most</i> eigenbases of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>H</mml:mi> <mml:mo>=</mml:mo> <mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> <mml:mo>+</mml:mo> <mml:mi>λ</mml:mi> <mml:mi>V</mml:mi></mml:mrow> </mml:math> with <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>λ</mml:mi> <mml:mo>≪</mml:mo> <mml:mn>1</mml:mn></mml:mrow> </mml:math> , for most perturbations <i>V</i> the perturbed Hamiltonian <i>H</i> satisfies ETH and all states thermalize.

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Journal
Journal of Statistical Physics
Published
2025-07-26
DOI
https://doi.org/10.1007/s10955-025-03493-y
Citations
1
Primary Topic
Quantum many-body systems
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article
Field-Weighted Citation Impact
1.25

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Macroscopic Thermalization for Highly Degenerate Hamiltonians After Slight Perturbation

Shoki Sugimoto, Barbara Roos, Roderich Tumulka, Stefan Teufel et al.
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article

Macroscopic Thermalization for Highly Degenerate Hamiltonians After Slight Perturbation

Shoki Sugimoto, Barbara Roos, Roderich Tumulka, Stefan Teufel, Cornelia Vogel
article en
1 citations

Abstract

We say of an isolated macroscopic quantum system in a pure state <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mi>ψ</mml:mi></mml:math> that it is in macroscopic thermal equilibrium (MATE) if <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mi>ψ</mml:mi></mml:math> lies in or close to a suitable subspace <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mtext>eq</mml:mtext></mml:msub> </mml:math> of Hilbert space. It is known that every initial state <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>ψ</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> will eventually reach and stay there most of the time ("thermalize") if the Hamiltonian is non-degenerate and satisfies the appropriate version of the eigenstate thermalization hypothesis (ETH), i.e., that every eigenvector is in MATE. Tasaki recently proved the ETH for a certain perturbation <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mi>θ</mml:mi> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> of the Hamiltonian <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>N</mml:mi> <mml:mo>≫</mml:mo> <mml:mn>1</mml:mn></mml:mrow> </mml:math> free fermions on a one-dimensional lattice. The perturbation is needed to remove the high degeneracies of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> . Here, we first point out that also for degenerate Hamiltonians all <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>ψ</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> thermalize if the ETH holds, i.e., if <i>every</i> eigenbasis lies in MATE, and we prove that this is the case for <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> . Inspired by the fact that there is <i>one</i> eigenbasis of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msubsup><mml:mi>H</mml:mi> <mml:mn>0</mml:mn> <mml:mtext>fF</mml:mtext></mml:msubsup> </mml:math> for which MATE can be proved more easily than for the others, with smaller error bounds, and also in higher spatial dimensions, we show for any given <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> that the existence of one eigenbasis in MATE implies quite generally that <i>most</i> eigenbases of <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> </mml:math> lie in MATE. We also show that, as a consequence, after adding a small generic perturbation, <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>H</mml:mi> <mml:mo>=</mml:mo> <mml:msub><mml:mi>H</mml:mi> <mml:mn>0</mml:mn></mml:msub> <mml:mo>+</mml:mo> <mml:mi>λ</mml:mi> <mml:mi>V</mml:mi></mml:mrow> </mml:math> with <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML"><mml:mrow><mml:mi>λ</mml:mi> <mml:mo>≪</mml:mo> <mml:mn>1</mml:mn></mml:mrow> </mml:math> , for most perturbations <i>V</i> the perturbed Hamiltonian <i>H</i> satisfies ETH and all states thermalize.

Journal of Statistical PhysicsVol. 192(8)
Pioneer (United States) (US), University of Milan (IT), The University of Tokyo (JP), University of Tübingen (DE)
European Commission, Deutsche Forschungsgemeinschaft, Studienstiftung des Deutschen Volkes, European Research Council
Openalex Percentile: Top 19%
Quantum many-body systems
1.25
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