A hierarchy of eigencomputations for polynomial optimization on the sphere

Abstract We introduce a convergent hierarchy of lower bounds on the minimum value of a real form over the unit sphere. The main practical advantage of our hierarchy over the real sum-of-squares (RSOS) hierarchy is that the lower bound at each level of our hierarchy is obtained by a minimum eigenvalue computation, as opposed to the full semidefinite program (SDP) required at each level of RSOS. In practice, this allows us to compute bounds on much larger forms than are computationally feasible for RSOS. Our hierarchy outperforms previous alternatives to RSOS, both asymptotically and in numerical experiments. We obtain our hierarchy by proving a reduction from real optimization on the sphere to Hermitian optimization on the sphere, and invoking the Hermitian sum-of-squares (HSOS) hierarchy. This opens the door to using other Hermitian optimization techniques for real optimization, and gives a path towards developing spectral hierarchies for more general constrained real optimization problems. To this end, we use our techniques to develop a hierarchy of eigencomputations for computing the real tensor spectral norm.

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Publication Details

Journal
Mathematical Programming
Published
2025-07-21
DOI
https://doi.org/10.1007/s10107-025-02251-y
Citations
1
Primary Topic
Advanced Optimization Algorithms Research
Type
article
Field-Weighted Citation Impact
2.63

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article

A hierarchy of eigencomputations for polynomial optimization on the sphere

Nathaniel Johnston, Benjamin Lovitz
1 citations
Mathematical Programming
Advanced Optimization Algorithms Research
2.63
article

A hierarchy of eigencomputations for polynomial optimization on the sphere

Nathaniel Johnston, Benjamin Lovitz
article en
1 citations

Abstract

Abstract We introduce a convergent hierarchy of lower bounds on the minimum value of a real form over the unit sphere. The main practical advantage of our hierarchy over the real sum-of-squares (RSOS) hierarchy is that the lower bound at each level of our hierarchy is obtained by a minimum eigenvalue computation, as opposed to the full semidefinite program (SDP) required at each level of RSOS. In practice, this allows us to compute bounds on much larger forms than are computationally feasible for RSOS. Our hierarchy outperforms previous alternatives to RSOS, both asymptotically and in numerical experiments. We obtain our hierarchy by proving a reduction from real optimization on the sphere to Hermitian optimization on the sphere, and invoking the Hermitian sum-of-squares (HSOS) hierarchy. This opens the door to using other Hermitian optimization techniques for real optimization, and gives a path towards developing spectral hierarchies for more general constrained real optimization problems. To this end, we use our techniques to develop a hierarchy of eigencomputations for computing the real tensor spectral norm.

Mathematical Programming
Northeastern University (US), Mount Allison University (CA)
National Science Foundation, Natural Sciences and Engineering Research Council of Canada
Openalex Percentile: Top 11%
Advanced Optimization Algorithms Research
2.63
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