A Transferable State-of-Health Prediction Method for Lithium-ion Batteries Based on ConvLSTM-Trans

The accurate prediction of the state-of-health (SOH) of lithium-ion batteries(LIBs) is crucial for ensuring their reliability and longevity in various applications, such as electric vehicles and energy storage systems. In this paper, we propose a novel transferable ConvLSTM-Trans model to address the challenges in predicting the SOH of LIBs. Our approach combines Convolutional Neural Networks (CNN) for feature extraction, Long Short-Term Memory (LSTM) networks for capturing temporal dependencies, and Transformer architecture for global sequence modeling, enabling it to effectively handle the complex degradation patterns of battery data. We evaluate the model on two publicly available datasets, CALCE and NASA, and show that it outperforms both standalone and hybrid models in terms of RMSE, MAE, and R2 scores. Additionally, we demonstrate the effectiveness of transfer learning with the Maximum Mean Discrepancy (MMD) loss in enhancing the model’s generalization ability. Hyperparameter tuning further improves performance, highlighting the importance of optimization for achieving accurate SOH predictions. Our results show that the proposed model provides a promising solution for enhancing the accuracy of lithium-ion battery health prediction.

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Publication Details

Published
2025-04-07
DOI
https://doi.org/10.1109/icpies65420.2025.11070084
Primary Topic
Advanced Battery Technologies Research
Type
article
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A Transferable State-of-Health Prediction Method for Lithium-ion Batteries Based on ConvLSTM-Trans

Xuanang Gui, Zhengwen Zhang, Xinlei Cai, J. Leon Zhao et al.
Advanced Battery Technologies Research
article

A Transferable State-of-Health Prediction Method for Lithium-ion Batteries Based on ConvLSTM-Trans

Xuanang Gui, Zhengwen Zhang, Xinlei Cai, J. Leon Zhao, Shutao Zhang, Yuheng Cheng
article en

Abstract

The accurate prediction of the state-of-health (SOH) of lithium-ion batteries(LIBs) is crucial for ensuring their reliability and longevity in various applications, such as electric vehicles and energy storage systems. In this paper, we propose a novel transferable ConvLSTM-Trans model to address the challenges in predicting the SOH of LIBs. Our approach combines Convolutional Neural Networks (CNN) for feature extraction, Long Short-Term Memory (LSTM) networks for capturing temporal dependencies, and Transformer architecture for global sequence modeling, enabling it to effectively handle the complex degradation patterns of battery data. We evaluate the model on two publicly available datasets, CALCE and NASA, and show that it outperforms both standalone and hybrid models in terms of RMSE, MAE, and R2 scores. Additionally, we demonstrate the effectiveness of transfer learning with the Maximum Mean Discrepancy (MMD) loss in enhancing the model’s generalization ability. Hyperparameter tuning further improves performance, highlighting the importance of optimization for achieving accurate SOH predictions. Our results show that the proposed model provides a promising solution for enhancing the accuracy of lithium-ion battery health prediction.

Chinese University of Hong Kong, Shenzhen (CN), China Southern Power Grid (China) (CN), Power Grid Corporation (India) (IN)
Affordable and clean energy
Openalex Percentile: Top 83%
Advanced Battery Technologies Research
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