Analysis of Gearbox Bearing Fault Diagnosis Method Based on 2D Image Transformation and 2D-RoPE Encoding

The stability of gearbox bearings is crucial to the operational efficiency and safety of industrial equipment, as their faults can lead to downtime, economic losses, and safety risks. Traditional models face difficulties in handling complex industrial time-series data due to insufficient feature extraction capabilities and poor training stability. Although transformers show advantages in fault diagnosis, their ability to model local dependencies is limited. To improve feature extraction from time-series data and enhance model robustness, this paper proposes an innovative method based on the ViT. Time-series data were converted into two-dimensional images using polar coordinate transformation and Gramian matrices to enhance classification stability. A lightweight front-end encoder and depthwise feature extractor, combined with multi-scale depthwise separable convolution modules, were designed to enhance fine-grained features, while two-dimensional rotary position encoding preserved temporal information and captured temporal dependencies. The constructed RoPE-DWTrans model implemented a unified feature extraction process, significantly improving cross-dataset adaptability and model performance. Experimental results demonstrated that the RoPE-DWTrans model achieved excellent classification performance on the combined MCC5 and HUST gearbox datasets. In the fault category diagnosis task, classification accuracy reached 0.953, with precision at 0.959, recall at 0.973, and an F1 score of 0.961; in the fault category and severity diagnosis task, classification accuracy reached 0.923, with precision at 0.932, recall at 0.928, and an F1 score of 0.928. Compared with existing methods, the proposed model showed significant advantages in robustness and generalization ability, validating its effectiveness and application potential in industrial fault diagnosis.

Authors

Institutions

Publication Details

Journal
Applied Sciences
Published
2025-06-27
DOI
https://doi.org/10.3390/app15137260
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00
Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Analysis of Gearbox Bearing Fault Diagnosis Method Based on 2D Image Transformation and 2D-RoPE Encoding

Zhijie Zhang, Minghui Wang, Xudong Luo
Applied Sciences
Machine Fault Diagnosis Techniques
article

Analysis of Gearbox Bearing Fault Diagnosis Method Based on 2D Image Transformation and 2D-RoPE Encoding

Zhijie Zhang, Minghui Wang, Xudong Luo
article en

Abstract

The stability of gearbox bearings is crucial to the operational efficiency and safety of industrial equipment, as their faults can lead to downtime, economic losses, and safety risks. Traditional models face difficulties in handling complex industrial time-series data due to insufficient feature extraction capabilities and poor training stability. Although transformers show advantages in fault diagnosis, their ability to model local dependencies is limited. To improve feature extraction from time-series data and enhance model robustness, this paper proposes an innovative method based on the ViT. Time-series data were converted into two-dimensional images using polar coordinate transformation and Gramian matrices to enhance classification stability. A lightweight front-end encoder and depthwise feature extractor, combined with multi-scale depthwise separable convolution modules, were designed to enhance fine-grained features, while two-dimensional rotary position encoding preserved temporal information and captured temporal dependencies. The constructed RoPE-DWTrans model implemented a unified feature extraction process, significantly improving cross-dataset adaptability and model performance. Experimental results demonstrated that the RoPE-DWTrans model achieved excellent classification performance on the combined MCC5 and HUST gearbox datasets. In the fault category diagnosis task, classification accuracy reached 0.953, with precision at 0.959, recall at 0.973, and an F1 score of 0.961; in the fault category and severity diagnosis task, classification accuracy reached 0.923, with precision at 0.932, recall at 0.928, and an F1 score of 0.928. Compared with existing methods, the proposed model showed significant advantages in robustness and generalization ability, validating its effectiveness and application potential in industrial fault diagnosis.

Applied SciencesVol. 15(13)
Sichuan University (CN), West China Medical Center of Sichuan University (CN)
Openalex Percentile: Top 82%
Machine Fault Diagnosis Techniques
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.