Fault Diagnosis Method for Shearer Arm Gear Based on Improved S-Transform and Depthwise Separable Convolution

To address the limitations in time-frequency feature representation of shearer arm gear faults and the issues of parameter redundancy and low training efficiency in standard convolutional neural networks (CNNs), this study proposes a diagnostic method based on an improved S-transform and a Depthwise Separable Convolutional Neural Network (DSCNN). First, the improved S-transform is employed to perform time-frequency analysis on the vibration signals, converting the original one-dimensional signals into two-dimensional time-frequency images to fully preserve the fault characteristics of the gear. Then, a neural network model combining standard convolution and depthwise separable convolution is constructed for fault identification. The experimental dataset includes five gear conditions: tooth deficiency, tooth breakage, tooth wear, tooth crack, and normal. The performance of various frequency-domain and time-frequency methods-Wavelet Transform, Fourier Transform, S-transform, and Gramian Angular Field (GAF)-is compared using the same network model. Furthermore, Grad-CAM is applied to visualize the responses of key convolutional layers, highlighting the regions of interest related to gear fault features. Finally, four typical CNN architectures are analyzed and compared: Deep Convolutional Neural Network (DCNN), InceptionV3, Residual Network (ResNet), and Pyramid Convolutional Neural Network (PCNN). Experimental results demonstrate that frequency-domain representations consistently outperform raw time-domain signals in fault diagnosis tasks. Grad-CAM effectively verifies the model's accurate focus on critical fault features. Moreover, the proposed method achieves high classification accuracy while reducing both training time and the number of model parameters.

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Publication Details

Journal
Sensors
Published
2025-06-30
DOI
https://doi.org/10.3390/s25134067
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

Fault Diagnosis Method for Shearer Arm Gear Based on Improved S-Transform and Depthwise Separable Convolution

Yusong Pang, Chang Liu, Gang Cheng, Hui Zhou et al.
Sensors
Machine Fault Diagnosis Techniques
article

Fault Diagnosis Method for Shearer Arm Gear Based on Improved S-Transform and Depthwise Separable Convolution

Yusong Pang, Chang Liu, Gang Cheng, Hui Zhou, Haiyang Wu
article en

Abstract

To address the limitations in time-frequency feature representation of shearer arm gear faults and the issues of parameter redundancy and low training efficiency in standard convolutional neural networks (CNNs), this study proposes a diagnostic method based on an improved S-transform and a Depthwise Separable Convolutional Neural Network (DSCNN). First, the improved S-transform is employed to perform time-frequency analysis on the vibration signals, converting the original one-dimensional signals into two-dimensional time-frequency images to fully preserve the fault characteristics of the gear. Then, a neural network model combining standard convolution and depthwise separable convolution is constructed for fault identification. The experimental dataset includes five gear conditions: tooth deficiency, tooth breakage, tooth wear, tooth crack, and normal. The performance of various frequency-domain and time-frequency methods-Wavelet Transform, Fourier Transform, S-transform, and Gramian Angular Field (GAF)-is compared using the same network model. Furthermore, Grad-CAM is applied to visualize the responses of key convolutional layers, highlighting the regions of interest related to gear fault features. Finally, four typical CNN architectures are analyzed and compared: Deep Convolutional Neural Network (DCNN), InceptionV3, Residual Network (ResNet), and Pyramid Convolutional Neural Network (PCNN). Experimental results demonstrate that frequency-domain representations consistently outperform raw time-domain signals in fault diagnosis tasks. Grad-CAM effectively verifies the model's accurate focus on critical fault features. Moreover, the proposed method achieves high classification accuracy while reducing both training time and the number of model parameters.

SensorsVol. 25(13)
Xuzhou University of Technology (CN), China University of Mining and Technology (CN), Delft University of Technology (NL)
National Natural Science Foundation of China, Xuzhou Science and Technology Program
Openalex Percentile: Top 83%
Machine Fault Diagnosis Techniques
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