An integrated IKOA-CNN-BiGRU-Attention framework with SHAP explainability for high-precision debris flow hazard prediction in the Nujiang river basin, China

Debris flows represent a persistent challenge for disaster prediction in mountainous regions due to their highly nonlinear and multivariate triggering mechanisms. This study proposes an explainable deep learning framework, the Improved Kepler Optimization Algorithm-Convolutional Neural Network-Bidirectional Gated Recurrent Unit-Attention (IKOA-CNN-BiGRU-Attention) model, for precise debris flow hazard prediction in the Yunnan section of the Nujiang River Basin, China. The model is developed and validated using data from 159 debris flow-prone gullies, integrating deep convolutional, recurrent, and attention-based architectures, with hyperparameters autonomously optimized by IKOA. Model explainability is enhanced using SHapley Additive exPlanations (SHAP), which quantify the influence of key factors. The IKOA-CNN-BiGRU-Attention framework consistently outperforms 13 benchmark models, achieving a root mean square error of 2.33 × 10-6, mean absolute error of 1.51 × 10-6, and mean absolute percentage error of 0.006%. The model maintains high stability across 50 repeated experiments, strong resilience to 20% input noise, and robust generalizability under five-fold cross-validation. Interpretability analysis identifies potential source energy and maximum 24-hour rainfall as primary determinants and uncovers a dual-threshold physical mechanism underlying debris flow initiation. These findings provide a quantitative basis for adaptive early warning and targeted risk mitigation, and establish a transferable framework for explainable geohazard prediction.

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Publication Details

Journal
PLoS ONE
Published
2025-06-24
DOI
https://doi.org/10.1371/journal.pone.0326587
Primary Topic
Landslides and related hazards
Type
article
Field-Weighted Citation Impact
0.00

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article

An integrated IKOA-CNN-BiGRU-Attention framework with SHAP explainability for high-precision debris flow hazard prediction in the Nujiang river basin, China

Hao Yang, Liang Liu, Tianlong Wang, Shuoting Xiao et al.
PLoS ONE
Landslides and related hazards
article

An integrated IKOA-CNN-BiGRU-Attention framework with SHAP explainability for high-precision debris flow hazard prediction in the Nujiang river basin, China

Hao Yang, Liang Liu, Tianlong Wang, Shuoting Xiao, Nikita Igorevich Fomin
article en

Abstract

Debris flows represent a persistent challenge for disaster prediction in mountainous regions due to their highly nonlinear and multivariate triggering mechanisms. This study proposes an explainable deep learning framework, the Improved Kepler Optimization Algorithm-Convolutional Neural Network-Bidirectional Gated Recurrent Unit-Attention (IKOA-CNN-BiGRU-Attention) model, for precise debris flow hazard prediction in the Yunnan section of the Nujiang River Basin, China. The model is developed and validated using data from 159 debris flow-prone gullies, integrating deep convolutional, recurrent, and attention-based architectures, with hyperparameters autonomously optimized by IKOA. Model explainability is enhanced using SHapley Additive exPlanations (SHAP), which quantify the influence of key factors. The IKOA-CNN-BiGRU-Attention framework consistently outperforms 13 benchmark models, achieving a root mean square error of 2.33 × 10-6, mean absolute error of 1.51 × 10-6, and mean absolute percentage error of 0.006%. The model maintains high stability across 50 repeated experiments, strong resilience to 20% input noise, and robust generalizability under five-fold cross-validation. Interpretability analysis identifies potential source energy and maximum 24-hour rainfall as primary determinants and uncovers a dual-threshold physical mechanism underlying debris flow initiation. These findings provide a quantitative basis for adaptive early warning and targeted risk mitigation, and establish a transferable framework for explainable geohazard prediction.

PLoS ONEVol. 20(6)
Ural Federal University (RU), Nanyang Technological University (SG), Zhejiang Ocean University (CN), Zhejiang University (CN)
China Scholarship Council
Climate action
Openalex Percentile: Top 79%
Landslides and related hazards
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