P-Band PolInSAR Sub-Canopy Terrain Retrieval in Tropical Forests Using Forest Height-to-Unpenetrated Depth Mapping

For tropical forests characterized by tall and densely packed trees, even long-wavelength SAR signals may fail to achieve full penetration, posing a significant challenge for retrieving sub-canopy terrain using polarimetric interferometric SAR (InSAR)(PolInSAR) techniques. This paper proposes a single-baseline PolInSAR-based correction method for sub-canopy terrain estimation based on a one-dimensional lookup table (LUT) that links forest height to unpenetrated depth. The approach begins by applying an optimal normal matrix approximation to constrain the complex coherence measurements. Subsequently, the difference between the PolInSAR Digital Terrain Model (DTM) derived from the Random Volume over Ground (RVoG) model and the LiDAR DTM is defined as the unpenetrated depth. A nonlinear iterative optimization algorithm is then employed to estimate forest height, from which a fundamental mapping between forest height and unpenetrated depth is established. This mapping can be used to correct the bias in sub-canopy terrain estimation based on the PolInSAR RVoG model, even with only a small amount of sparse LiDAR DTM data. To validate the effectiveness of the method, experiments were conducted using fully polarimetric P-band airborne SAR data acquired by the European Space Agency (ESA) during the AfriSAR campaign over the Mabounie region in Gabon, Africa, in 2016. The experimental results demonstrate that the proposed method effectively mitigates terrain estimation errors caused by insufficient signal penetration or the limitation of single-interferometric geometry. Further analysis reveals that the availability of sufficient and precise forest height data significantly improves sub-canopy terrain accuracy. Compared with LiDAR-derived DTM, the proposed method achieves an average root mean square error (RMSE) of 5.90 m, representing an accuracy improvement of approximately 38.3% over traditional RVoG-derived InSAR DTM retrieval. These findings further confirm that there exist unpenetrated phenomena in single-baseline low-frequency PolInSAR-derived DTMs of tropical forested areas. Nevertheless, when sparse LiDAR topographic data is available, the integration of fully PolInSAR data with LUT-based compensation enables improved sub-canopy terrain retrieval. This provides a promising technical pathway with single-baseline configuration for spaceborne missions, such as ESA’s BIOMASS mission, to estimate sub-canopy terrain in tropical-rainforest regions.

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Publication Details

Journal
Remote Sensing
Published
2025-06-22
DOI
https://doi.org/10.3390/rs17132140
Primary Topic
Synthetic Aperture Radar (SAR) Applications and Techniques
Type
article
Field-Weighted Citation Impact
0.00

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article

P-Band PolInSAR Sub-Canopy Terrain Retrieval in Tropical Forests Using Forest Height-to-Unpenetrated Depth Mapping

Peng Shen, Jiali Hou, Gang Chen, Chuanjun Wu et al.
Remote Sensing
Synthetic Aperture Radar (SAR) Applications and Techniques
article

P-Band PolInSAR Sub-Canopy Terrain Retrieval in Tropical Forests Using Forest Height-to-Unpenetrated Depth Mapping

Peng Shen, Jiali Hou, Gang Chen, Chuanjun Wu, Song Wang, Lu Zhang
article en

Abstract

For tropical forests characterized by tall and densely packed trees, even long-wavelength SAR signals may fail to achieve full penetration, posing a significant challenge for retrieving sub-canopy terrain using polarimetric interferometric SAR (InSAR)(PolInSAR) techniques. This paper proposes a single-baseline PolInSAR-based correction method for sub-canopy terrain estimation based on a one-dimensional lookup table (LUT) that links forest height to unpenetrated depth. The approach begins by applying an optimal normal matrix approximation to constrain the complex coherence measurements. Subsequently, the difference between the PolInSAR Digital Terrain Model (DTM) derived from the Random Volume over Ground (RVoG) model and the LiDAR DTM is defined as the unpenetrated depth. A nonlinear iterative optimization algorithm is then employed to estimate forest height, from which a fundamental mapping between forest height and unpenetrated depth is established. This mapping can be used to correct the bias in sub-canopy terrain estimation based on the PolInSAR RVoG model, even with only a small amount of sparse LiDAR DTM data. To validate the effectiveness of the method, experiments were conducted using fully polarimetric P-band airborne SAR data acquired by the European Space Agency (ESA) during the AfriSAR campaign over the Mabounie region in Gabon, Africa, in 2016. The experimental results demonstrate that the proposed method effectively mitigates terrain estimation errors caused by insufficient signal penetration or the limitation of single-interferometric geometry. Further analysis reveals that the availability of sufficient and precise forest height data significantly improves sub-canopy terrain accuracy. Compared with LiDAR-derived DTM, the proposed method achieves an average root mean square error (RMSE) of 5.90 m, representing an accuracy improvement of approximately 38.3% over traditional RVoG-derived InSAR DTM retrieval. These findings further confirm that there exist unpenetrated phenomena in single-baseline low-frequency PolInSAR-derived DTMs of tropical forested areas. Nevertheless, when sparse LiDAR topographic data is available, the integration of fully PolInSAR data with LUT-based compensation enables improved sub-canopy terrain retrieval. This provides a promising technical pathway with single-baseline configuration for spaceborne missions, such as ESA’s BIOMASS mission, to estimate sub-canopy terrain in tropical-rainforest regions.

Remote SensingVol. 17(13)
Wuhan University (CN), State Key Laboratory of Information Engineering in Surveying Mapping and Remote Sensing (CN), Xi'an Railway Survey and Design Institute (CN)
National Natural Science Foundation of China, China Postdoctoral Science Foundation
Openalex Percentile: Top 81%
Synthetic Aperture Radar (SAR) Applications and Techniques
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