RKEFino1: A Regulation Knowledge-Enhanced Large Language Model

Recent advances in large language models (LLMs) hold great promise for financial applications but introduce critical accuracy and compliance challenges in Digital Regulatory Reporting (DRR). To address these issues, we propose RKEFino1, a regulation knowledge-enhanced financial reasoning model built upon Fino1, fine-tuned with domain knowledge from XBRL, CDM, and MOF. We formulate two QA tasks—knowledge-based and mathematical reasoning—and introduce a novel Numerical NER task covering financial entities in both sentences and tables. Experimental results demonstrate the effectiveness and generalization capacity of RKEFino1 in compliance-critical financial tasks.

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Published
2025-05-09
DOI
https://doi.org/10.1109/ids66066.2025.00014
Primary Topic
Natural Language Processing Techniques
Type
article
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article

RKEFino1: A Regulation Knowledge-Enhanced Large Language Model

Jeff Zhao, Yan Wang, Yueru He, Ruoyu Xiang
Natural Language Processing Techniques
article

RKEFino1: A Regulation Knowledge-Enhanced Large Language Model

Jeff Zhao, Yan Wang, Yueru He, Ruoyu Xiang
article en

Abstract

Recent advances in large language models (LLMs) hold great promise for financial applications but introduce critical accuracy and compliance challenges in Digital Regulatory Reporting (DRR). To address these issues, we propose RKEFino1, a regulation knowledge-enhanced financial reasoning model built upon Fino1, fine-tuned with domain knowledge from XBRL, CDM, and MOF. We formulate two QA tasks—knowledge-based and mathematical reasoning—and introduce a novel Numerical NER task covering financial entities in both sentences and tables. Experimental results demonstrate the effectiveness and generalization capacity of RKEFino1 in compliance-critical financial tasks.

Yale University (US), New York University (US), Columbia University (US), The University of Texas at Austin (US)
Openalex Percentile: Top 93%
Natural Language Processing Techniques
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