A Strategy for State of Charge Estimation of Lithium-Ion Battery via an Adaptive Cubature Kalman Filter Based on Fractional-Order Model

Accurate state of charge (SOC) estimation of lithium-ion battery (LIB) is beneficial for battery management systems (BMS) to optimize the management of LIB, which has significant implications for the operation of electric vehicles. In this paper, SOC estimation of LIB is achieved via an adaptive cubature Kalman filter (ACKF) based on the fractional-order model (FOM), where FOM is consisting of one parallel resistance-constant phase pairs and one Warburg unit (FO-RCW). The parameters and orders in FO-RCW model are identified via multi-swarm cooperative particle swarm optimizer (MCPSO) based on the experimental data. The Sigmoid function is employed to address potential boundary exceedance issue of SOC and order. The parameters and orders of the LIB model are operation-dependent, varying under different working conditions, therefore, the augmented vector method is adopted, integrating the identified model parameters and orders (as initial value), and SOC into a augmented state vector. Subsequently, an ACKF based on the FO-RCW model is proposed to achieve SOC estimation and online parameter and order estimation. Finally, the effectiveness and superiority of ACKF based on FO-RCW model are validated via experiments.

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Publication Details

Journal
IEEE Transactions on Instrumentation and Measurement
Published
2025-01-01
DOI
https://doi.org/10.1109/tim.2025.3580841
Citations
6
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
4.10

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article

A Strategy for State of Charge Estimation of Lithium-Ion Battery via an Adaptive Cubature Kalman Filter Based on Fractional-Order Model

Chuang Yang, Jianchang Liu, Zhe Gao, Honghai Wang et al.
6 citations
IEEE Transactions on Instrumentation and Measurement
Advanced Battery Technologies Research
4.10
article

A Strategy for State of Charge Estimation of Lithium-Ion Battery via an Adaptive Cubature Kalman Filter Based on Fractional-Order Model

Chuang Yang, Jianchang Liu, Zhe Gao, Honghai Wang, Dandan Song, Wanting Yang
article en
6 citations

Abstract

Accurate state of charge (SOC) estimation of lithium-ion battery (LIB) is beneficial for battery management systems (BMS) to optimize the management of LIB, which has significant implications for the operation of electric vehicles. In this paper, SOC estimation of LIB is achieved via an adaptive cubature Kalman filter (ACKF) based on the fractional-order model (FOM), where FOM is consisting of one parallel resistance-constant phase pairs and one Warburg unit (FO-RCW). The parameters and orders in FO-RCW model are identified via multi-swarm cooperative particle swarm optimizer (MCPSO) based on the experimental data. The Sigmoid function is employed to address potential boundary exceedance issue of SOC and order. The parameters and orders of the LIB model are operation-dependent, varying under different working conditions, therefore, the augmented vector method is adopted, integrating the identified model parameters and orders (as initial value), and SOC into a augmented state vector. Subsequently, an ACKF based on the FO-RCW model is proposed to achieve SOC estimation and online parameter and order estimation. Finally, the effectiveness and superiority of ACKF based on FO-RCW model are validated via experiments.

IEEE Transactions on Instrumentation and MeasurementVol. 74
Liaoning University (CN), Northeastern University (CN)
National Natural Science Foundation of China, Higher Education Discipline Innovation Project, Fundamental Research Funds for the Central Universities
Affordable and clean energy
Openalex Percentile: Top 6%
Advanced Battery Technologies Research
4.10
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A Strategy for State of Charge Estimation of Lithium-Ion Battery via an Adaptive Cubature Kalman Filter Based on Fractional-Order Model — Chuang Yang, Jianchang Liu, et al. · IEEE Transactions on Instrumentation and Measurement (2025) | TGRS Research Map | TGRS