Two-Step Phase Unwrapping Coupled With Facet Kernel for Mining-Induced 3-D Displacements Retrieval From Dual InSAR Geometries

Interferometric synthetic aperture radar (InSAR) is the preferred technique for monitoring three-dimensional (3D) surface displacements. However, conventional InSAR phase unwrapping (PhU) methods face challenges in interpreting local low-coherence regions and dense fringe patterns, reducing the reliability of subsequent 3D decomposition. Additionally, the North-South (N-S) displacement retrieved from InSAR measurements is often inaccurate due to the near-polar orbits of radar satellites. To address these issues, this paper presents a novel method for retrieving mining-induced 3D displacements from dual InSAR geometries. First, we propose a two-step PhU approach based on the central difference information filter phase unwrapping (CDIFPU), which can generate a complete deformation field. Subsequently, vertical and East-West (E-W) displacements are separated using InSAR measurements from dual imaging geometries. Finally, we use an extensible subsidence facet kernel to retrieve the N-S displacement based on random medium theory. Simulated experiments show that the two-step PhU improves unwrapping accuracy by approximately 78.4%, 64.8%, and 59.5% over the branch-cut, MCF, and CDIFPU methods. The accuracy of the two-step PhU in retrieving vertical and east-west displacements is 65.8% and 71.3% higher than that of the MCF. Moreover, the subsidence facet kernel further improves the N-S displacement accuracy by 68.5% compared to the conventional first-order difference operators. Experiments with RADARSAT-2 and TerraSAR-X images from the Fengfeng Mining Area, China, demonstrate that the two-step PhU is more effective than SNAPHU, PUMA, and one-step deep learning PhU in retrieving absolute phase in local low-coherence regions, enhancing the quality of vertical and E-W displacements. Ultimately, its N-S displacement is successfully extracted using the subsidence facet kernel.

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Journal
IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing
Published
2025-01-01
DOI
https://doi.org/10.1109/jstars.2025.3580685
Primary Topic
Synthetic Aperture Radar (SAR) Applications and Techniques
Type
article
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article

Two-Step Phase Unwrapping Coupled With Facet Kernel for Mining-Induced 3-D Displacements Retrieval From Dual InSAR Geometries

Sen Du, Zhongbo Hu, Juan F. Prieto, José Fernández et al.
IEEE Journal of Selected Topics in Applied Earth Observations and Remote Sensing
Synthetic Aperture Radar (SAR) Applications and Techniques
article

Two-Step Phase Unwrapping Coupled With Facet Kernel for Mining-Induced 3-D Displacements Retrieval From Dual InSAR Geometries

Sen Du, Zhongbo Hu, Juan F. Prieto, José Fernández, Yansuo Zhang, Yandong Gao, Shijin Li, Shubi Zhang
article en

Abstract

Interferometric synthetic aperture radar (InSAR) is the preferred technique for monitoring three-dimensional (3D) surface displacements. However, conventional InSAR phase unwrapping (PhU) methods face challenges in interpreting local low-coherence regions and dense fringe patterns, reducing the reliability of subsequent 3D decomposition. Additionally, the North-South (N-S) displacement retrieved from InSAR measurements is often inaccurate due to the near-polar orbits of radar satellites. To address these issues, this paper presents a novel method for retrieving mining-induced 3D displacements from dual InSAR geometries. First, we propose a two-step PhU approach based on the central difference information filter phase unwrapping (CDIFPU), which can generate a complete deformation field. Subsequently, vertical and East-West (E-W) displacements are separated using InSAR measurements from dual imaging geometries. Finally, we use an extensible subsidence facet kernel to retrieve the N-S displacement based on random medium theory. Simulated experiments show that the two-step PhU improves unwrapping accuracy by approximately 78.4%, 64.8%, and 59.5% over the branch-cut, MCF, and CDIFPU methods. The accuracy of the two-step PhU in retrieving vertical and east-west displacements is 65.8% and 71.3% higher than that of the MCF. Moreover, the subsidence facet kernel further improves the N-S displacement accuracy by 68.5% compared to the conventional first-order difference operators. Experiments with RADARSAT-2 and TerraSAR-X images from the Fengfeng Mining Area, China, demonstrate that the two-step PhU is more effective than SNAPHU, PUMA, and one-step deep learning PhU in retrieving absolute phase in local low-coherence regions, enhancing the quality of vertical and E-W displacements. Ultimately, its N-S displacement is successfully extracted using the subsidence facet kernel.

IEEE Journal of Selected Topics in Applied Earth Observations and Remote SensingVol. 18
China University of Mining and Technology (CN), Instituto de Geociencias (ES)
Openalex Percentile: Top 82%
Synthetic Aperture Radar (SAR) Applications and Techniques
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