PPRSA: A Plug-and-Play Language Model With Rational Speech Act Inference for Generating Empathetic and Engaging Dialogue Responses

Developing an empathetic dialogue system has been a challenge for years. Although most system responses are grammatically correct and convey emotions to some extent, their quality still falls short of human standards. In this study, an integrated system called the Plug-and-Play Rational Speech Act (PPRSA) was developed by integrating a Transformer-based language model with two frameworks, namely a Plug-and-Play (PP) framework and a rational speech act (RSA) framework, to generate empathetic and engaging responses. The PP framework was used to control the generation through two attribute models, which ensure the empathetic intent and engagement of responses, thereby increasing empathy and relevance in the generated responses. The RSA framework was used to accelerate and improve response generation by reasoning the perturbation variation from the attribute models. It reduced the response generation time by 73.65% and exhibited enhanced performance compared to the Plug-and-Play language model (PPLM). EmpatheticDialogues was used as the evaluation dataset. In terms of objective evaluation, the PPRSA-based system accurately provided empathetic intent and engaging responses based on users' emotions, thereby providing more comfort and support. The system achieved a BERTScore of 0.869, a Distinct-1 score of 5.19, a Distinct-2 score of 31.88, an empathetic intent accuracy of 41.84%, and an engagement accuracy of 72.24%. In terms of human evaluation, the system outperformed other baseline systems in terms of empathy, relevance, and fluency.

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Publication Details

Journal
IEEE Transactions on Audio Speech and Language Processing
Published
2025-01-01
DOI
https://doi.org/10.1109/taslpro.2025.3578773
Primary Topic
Speech and dialogue systems
Type
article
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article

PPRSA: A Plug-and-Play Language Model With Rational Speech Act Inference for Generating Empathetic and Engaging Dialogue Responses

Jeremy Chang, Chung‐Hsien Wu
IEEE Transactions on Audio Speech and Language Processing
Speech and dialogue systems
article

PPRSA: A Plug-and-Play Language Model With Rational Speech Act Inference for Generating Empathetic and Engaging Dialogue Responses

Jeremy Chang, Chung‐Hsien Wu
article en

Abstract

Developing an empathetic dialogue system has been a challenge for years. Although most system responses are grammatically correct and convey emotions to some extent, their quality still falls short of human standards. In this study, an integrated system called the Plug-and-Play Rational Speech Act (PPRSA) was developed by integrating a Transformer-based language model with two frameworks, namely a Plug-and-Play (PP) framework and a rational speech act (RSA) framework, to generate empathetic and engaging responses. The PP framework was used to control the generation through two attribute models, which ensure the empathetic intent and engagement of responses, thereby increasing empathy and relevance in the generated responses. The RSA framework was used to accelerate and improve response generation by reasoning the perturbation variation from the attribute models. It reduced the response generation time by 73.65% and exhibited enhanced performance compared to the Plug-and-Play language model (PPLM). EmpatheticDialogues was used as the evaluation dataset. In terms of objective evaluation, the PPRSA-based system accurately provided empathetic intent and engaging responses based on users' emotions, thereby providing more comfort and support. The system achieved a BERTScore of 0.869, a Distinct-1 score of 5.19, a Distinct-2 score of 31.88, an empathetic intent accuracy of 41.84%, and an engagement accuracy of 72.24%. In terms of human evaluation, the system outperformed other baseline systems in terms of empathy, relevance, and fluency.

IEEE Transactions on Audio Speech and Language ProcessingVol. 33
National Cheng Kung University (TW)
Openalex Percentile: Top 94%
Speech and dialogue systems
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