Method and application of stability prediction model for rock slope

Slope instability is a prevalent dynamic disaster encountered in the construction of geotechnical engineering projects. Intelligent detection and early warning systems serve as crucial measures for preventing and controlling slope instability. To accurately and efficiently predict the stability state of slopes, we propose a combined model that integrates the Newton-Raphson optimization algorithm (NRBO) with an optimized extreme gradient boosting tree (XGBoost). Firstly, the primary factors influencing slope instability are thoroughly analyzed. The sample outline is standardized utilizing polar deviation, and the distribution of sample classes is balanced through the application of the Synthetic Minority Over-sampling Technique (SMOTE). Secondly, the XGBoost model is optimized by fine-tuning parameters such as maximum depth (max_depth), learning rate (learning_rate), subsample rate, column sampling rate (colsample-bytree), and minimum loss (gamma) through NRBO. The stability of the model was assessed using a ten fold cross validation method, while the prediction results were comprehensively evaluated utilizing metrics including accuracy (Acc), precision (Pre), recall (Rec), F1 score (Fs), and Cohen's Kappa coefficient (Ka). Finally, the SHAP additive interpretation method is employed to elucidate the significance and contributions of features influencing the XGBoost model. This model is subsequently applied to ten specific engineering case studies. The results show that after NRBO optimization, the optimal values for the maximum depth, learning rate, subsample proportion, column sample proportion, and minimum loss of the XGBoost model are 7, 0.8247, 0.6326, 0.6263, and 0.0758, respectively. Based on the SHAP model analysis, the main factors influencing the stability of the slopes are g, c, φ, H, and j.

Authors

Institutions

Publication Details

Journal
Scientific Reports
Published
2025-05-31
DOI
https://doi.org/10.1038/s41598-025-01988-y
Citations
2
Primary Topic
Landslides and related hazards
Type
article
Field-Weighted Citation Impact
4.84

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Method and application of stability prediction model for rock slope

Wei Wang, Yun Qi, Xuping Li, Qingjie Qi et al.
2 citations
Scientific Reports
Landslides and related hazards
4.84
article

Method and application of stability prediction model for rock slope

Wei Wang, Yun Qi, Xuping Li, Qingjie Qi, Hongfei Duan, C. S. Bai
article en
2 citations

Abstract

Slope instability is a prevalent dynamic disaster encountered in the construction of geotechnical engineering projects. Intelligent detection and early warning systems serve as crucial measures for preventing and controlling slope instability. To accurately and efficiently predict the stability state of slopes, we propose a combined model that integrates the Newton-Raphson optimization algorithm (NRBO) with an optimized extreme gradient boosting tree (XGBoost). Firstly, the primary factors influencing slope instability are thoroughly analyzed. The sample outline is standardized utilizing polar deviation, and the distribution of sample classes is balanced through the application of the Synthetic Minority Over-sampling Technique (SMOTE). Secondly, the XGBoost model is optimized by fine-tuning parameters such as maximum depth (max_depth), learning rate (learning_rate), subsample rate, column sampling rate (colsample-bytree), and minimum loss (gamma) through NRBO. The stability of the model was assessed using a ten fold cross validation method, while the prediction results were comprehensively evaluated utilizing metrics including accuracy (Acc), precision (Pre), recall (Rec), F1 score (Fs), and Cohen's Kappa coefficient (Ka). Finally, the SHAP additive interpretation method is employed to elucidate the significance and contributions of features influencing the XGBoost model. This model is subsequently applied to ten specific engineering case studies. The results show that after NRBO optimization, the optimal values for the maximum depth, learning rate, subsample proportion, column sample proportion, and minimum loss of the XGBoost model are 7, 0.8247, 0.6326, 0.6263, and 0.0758, respectively. Based on the SHAP model analysis, the main factors influencing the stability of the slopes are g, c, φ, H, and j.

Scientific ReportsVol. 15(1)
Liaoning University of Technology (CN), Inner Mongolia University of Science and Technology (CN), Shanxi Datong University (CN)
National Natural Science Foundation of China, Natural Science Foundation of Inner Mongolia
Climate action
Openalex Percentile: Top 6%
Landslides and related hazards
4.84
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.