The pivot penalty in research

Scientists and inventors set the direction of their work amid evolving questions, opportunities and challenges, yet the understanding of pivots between research areas and their outcomes remains limited<sup>1-5</sup>. Theories of creative search highlight the potential benefits of exploration but also emphasize difficulties in moving beyond one's expertise<sup>6-14</sup>. Here we introduce a measurement framework to quantify how far researchers move from their existing work, and apply it to millions of papers and patents. We find a pervasive 'pivot penalty', in which the impact of new research steeply declines the further a researcher moves from their previous work. The pivot penalty applies nearly universally across science and patenting, and has been growing in magnitude over the past five decades. Larger pivots further exhibit weak engagement with established mixtures of prior knowledge, lower publication success rates and less market impact. Unexpected shocks to the research landscape, which may push researchers away from existing areas or pull them into new ones, further demonstrate substantial pivot penalties, including in the context of the COVID-19 pandemic. The pivot penalty generalizes across fields, career stage, productivity, collaboration and funding contexts, highlighting both the breadth and depth of the adaptive challenge. Overall, the findings point to large and increasing challenges in effectively adapting to new opportunities and threats, with implications for individual researchers, research organizations, science policy and the capacity of science and society as a whole to confront emergent demands.

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Institutions

Publication Details

Journal
Nature
Published
2025-05-28
DOI
https://doi.org/10.1038/s41586-025-09048-1
Citations
22
Primary Topic
scientometrics and bibliometrics research
Type
article
Field-Weighted Citation Impact
30.77

Funders

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article

The pivot penalty in research

Dashun Wang, Yian Yin, Xizhao Wang, Carolyn Stein et al.
22 citations
Nature
scientometrics and bibliometrics research
30.77
article

The pivot penalty in research

Dashun Wang, Yian Yin, Xizhao Wang, Carolyn Stein, Benjamin F. Jones, Ryan Hill
article en
22 citations

Abstract

Scientists and inventors set the direction of their work amid evolving questions, opportunities and challenges, yet the understanding of pivots between research areas and their outcomes remains limited<sup>1-5</sup>. Theories of creative search highlight the potential benefits of exploration but also emphasize difficulties in moving beyond one's expertise<sup>6-14</sup>. Here we introduce a measurement framework to quantify how far researchers move from their existing work, and apply it to millions of papers and patents. We find a pervasive 'pivot penalty', in which the impact of new research steeply declines the further a researcher moves from their previous work. The pivot penalty applies nearly universally across science and patenting, and has been growing in magnitude over the past five decades. Larger pivots further exhibit weak engagement with established mixtures of prior knowledge, lower publication success rates and less market impact. Unexpected shocks to the research landscape, which may push researchers away from existing areas or pull them into new ones, further demonstrate substantial pivot penalties, including in the context of the COVID-19 pandemic. The pivot penalty generalizes across fields, career stage, productivity, collaboration and funding contexts, highlighting both the breadth and depth of the adaptive challenge. Overall, the findings point to large and increasing challenges in effectively adapting to new opportunities and threats, with implications for individual researchers, research organizations, science policy and the capacity of science and society as a whole to confront emergent demands.

NatureVol. 642(8069)
Northwestern University (US), National Bureau of Economic Research (US), Cornell University (US), Kellogg's (Canada) (CA), Northwestern University (PH), McCormick (United States) (US), University of California, Berkeley (US)
National Science Foundation, Alfred P. Sloan Foundation, Yale University, Brigham Young University, Northwestern University, Georgetown University, University College London
Peace, Justice and strong institutions
Openalex Percentile: Top 0%
scientometrics and bibliometrics research
30.77
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