Machine learning approaches for identifying substandard ships in port state control inspections with imbalanced data

To effectively identify substandard ships in port state control (PSC) inspections, this study proposes a novel machine learning (ML) approach that integrates support vector machines (SVMs) and deep belief networks (DBNs). A comprehensive dataset sourced from the Paris Memorandum of Understanding (MoU) inspection database is used, covering the years 2018–2020. The proposed ML approach effectively addresses the imbalanced data problem in PSC inspections, where the probability of substandard ships is typically no more than 5 %. The results of prediction accuracy indicate that the ensembled SVM-DBN model outperforms the standalone SVM model on both the original and oversampling datasets in all scenarios, except for a slightly lower precision rate on the oversampling dataset. In contrast, the SVM-DBN model underperforms relative to the standalone SVM model on the under-sampling dataset. These results have practical implications for both shipowners and port authorities. Shipowners can use the results to proactively assess and improve ship conditions, thereby mitigating potential detention risks, and port authorities can use them to improve risk-based inspection strategies, thereby optimizing inspection resources and increasing the effectiveness of substandard ship identification. • Two machine learning techniques, support vector machines (SVMs) and deep belief networks (DBNs), are employed. • Imbalanced data was sourced from the Paris Memorandum of Understanding (MoU) inspection database. • The ensembled SVM-DBN model outperforms the individual SVM model in most cases. • Findings can offer valuable insights for identifying substandard ships.

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Publication Details

Journal
Ocean Engineering
Published
2025-05-23
DOI
https://doi.org/10.1016/j.oceaneng.2025.121614
Citations
5
Primary Topic
Structural Integrity and Reliability Analysis
Type
article
Field-Weighted Citation Impact
3.57

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article

Machine learning approaches for identifying substandard ships in port state control inspections with imbalanced data

Zaili L. Yang, Mei Sha, Yahan Hua, Wenming Shi et al.
5 citations
Ocean Engineering
Structural Integrity and Reliability Analysis
3.57
article

Machine learning approaches for identifying substandard ships in port state control inspections with imbalanced data

Zaili L. Yang, Mei Sha, Yahan Hua, Wenming Shi, Jinhui Wang, Likun Wang
article en
5 citations

Abstract

To effectively identify substandard ships in port state control (PSC) inspections, this study proposes a novel machine learning (ML) approach that integrates support vector machines (SVMs) and deep belief networks (DBNs). A comprehensive dataset sourced from the Paris Memorandum of Understanding (MoU) inspection database is used, covering the years 2018–2020. The proposed ML approach effectively addresses the imbalanced data problem in PSC inspections, where the probability of substandard ships is typically no more than 5 %. The results of prediction accuracy indicate that the ensembled SVM-DBN model outperforms the standalone SVM model on both the original and oversampling datasets in all scenarios, except for a slightly lower precision rate on the oversampling dataset. In contrast, the SVM-DBN model underperforms relative to the standalone SVM model on the under-sampling dataset. These results have practical implications for both shipowners and port authorities. Shipowners can use the results to proactively assess and improve ship conditions, thereby mitigating potential detention risks, and port authorities can use them to improve risk-based inspection strategies, thereby optimizing inspection resources and increasing the effectiveness of substandard ship identification. • Two machine learning techniques, support vector machines (SVMs) and deep belief networks (DBNs), are employed. • Imbalanced data was sourced from the Paris Memorandum of Understanding (MoU) inspection database. • The ensembled SVM-DBN model outperforms the individual SVM model in most cases. • Findings can offer valuable insights for identifying substandard ships.

Ocean EngineeringVol. 334
University of Tasmania (AU), Australian Maritime College (AU), Shanghai Innovative Research Center of Traditional Chinese Medicine (CN), Liverpool John Moores University (GB), Shanghai Maritime University (CN)
National Natural Science Foundation of China, Ministry of Education of the People's Republic of China, Humanities and Social Science Fund of Ministry of Education of China
Openalex Percentile: Top 7%
Structural Integrity and Reliability Analysis
3.57
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