Theoretical Analysis of Robust Overfitting for Wide DNNs: An NTK Approach

Adversarial training (AT) is a canonical method for enhancing the robustness of deep neural networks (DNNs). However, recent studies empirically demonstrated that it suffers from robust <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">overfitting, i.e.</i>, a long time AT can be detrimental to the robustness of DNNs. This paper presents a theoretical explanation of robust overfitting for DNNs. Specifically, we non-trivially extend the neural tangent kernel (NTK) theory to AT and prove that an adversarially trained <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">wide</i> DNN can be well approximated by a linearized DNN. Moreover, for squared loss, closed-form AT dynamics for the linearized DNN can be derived, which reveals a new <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">AT degeneration</i> phenomenon: a long-term AT will result in a wide DNN degenerates to that obtained without AT and thus cause robust overfitting. Based on our theoretical results, we further design a method namely <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Adv-NTK</i>, the first AT algorithm for infinite-width DNNs. Experiments on real-world datasets show that Adv-NTK can help infinite-width DNNs enhance comparable robustness to that of their finite-width counterparts, which in turn justifies our theoretical findings. The code is available at https://github.com/fshp971/adv-ntk.

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Publication Details

Journal
IEEE Transactions on Information Theory
Published
2025-05-15
DOI
https://doi.org/10.1109/tit.2025.3570532
Citations
1
Primary Topic
Neural Networks and Applications
Type
article
Field-Weighted Citation Impact
2.48
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article

Theoretical Analysis of Robust Overfitting for Wide DNNs: An NTK Approach

Shaopeng Fu, Di Wang
1 citations
IEEE Transactions on Information Theory
Neural Networks and Applications
2.48
article

Theoretical Analysis of Robust Overfitting for Wide DNNs: An NTK Approach

Shaopeng Fu, Di Wang
article en
1 citations

Abstract

Adversarial training (AT) is a canonical method for enhancing the robustness of deep neural networks (DNNs). However, recent studies empirically demonstrated that it suffers from robust <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">overfitting, i.e.</i>, a long time AT can be detrimental to the robustness of DNNs. This paper presents a theoretical explanation of robust overfitting for DNNs. Specifically, we non-trivially extend the neural tangent kernel (NTK) theory to AT and prove that an adversarially trained <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">wide</i> DNN can be well approximated by a linearized DNN. Moreover, for squared loss, closed-form AT dynamics for the linearized DNN can be derived, which reveals a new <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">AT degeneration</i> phenomenon: a long-term AT will result in a wide DNN degenerates to that obtained without AT and thus cause robust overfitting. Based on our theoretical results, we further design a method namely <italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Adv-NTK</i>, the first AT algorithm for infinite-width DNNs. Experiments on real-world datasets show that Adv-NTK can help infinite-width DNNs enhance comparable robustness to that of their finite-width counterparts, which in turn justifies our theoretical findings. The code is available at https://github.com/fshp971/adv-ntk.

IEEE Transactions on Information TheoryVol. 71(8)
King Abdullah University of Science and Technology (SA)
Openalex Percentile: Top 10%
Neural Networks and Applications
2.48
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