Research on the interpretability of surface defect detection transfer learning tasks based on information bottleneck theory

With the development of deep learning, many researches have been devoted to the explanatory nature of Neural Networks (NNs), among which the Information Bottleneck (IB) theory based on information theory has received the most attention. Previous IB work has focused on small MLP or several-layer CNN networks, and a small number of datasets, and the applicability of its conclusions in popular image classification models cannot be verified, especially lacking in transfer learning. To address the above issues, we experiment on an industrial surface defects classification task to investigate IB and performance variations in ResNet transfer learning. The local densities of feature parameters in ResNet transfer learning are calculated by adaptive bins and K-nearest neighbour method. The mutual information of input image information-model parameters and model parameters-output information is calculated, and it is found that there are two stages of fitting and compression of CNN features in transfer learning. The IB representation method <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" display="inline" overflow="scroll"> <mml:mi>D</mml:mi> <mml:mi>I</mml:mi> <mml:mi>B</mml:mi> </mml:math> is proposed, and the <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" display="inline" overflow="scroll"> <mml:mi>M</mml:mi> <mml:mi>a</mml:mi> <mml:mi>x</mml:mi> <mml:mo stretchy="false">(</mml:mo> <mml:mi>D</mml:mi> <mml:mi>I</mml:mi> <mml:mi>B</mml:mi> <mml:mo stretchy="false">)</mml:mo> </mml:math> value is found to be positively correlated with the CNN model performance, which provides an innovative idea to explain the transfer learning performance of the model from the IB perspective. Evaluating 81 transfer learning tasks with the derived IP conclusions captures 22.2% poor models for re-optimization. To our knowledge, we are the first study to analyze IB in transfer learning and generalize to the understanding of common CNN image classification models.

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Publication Details

Journal
Intelligent Data Analysis
Published
2025-05-14
DOI
https://doi.org/10.1177/1088467x251335121
Primary Topic
Industrial Vision Systems and Defect Detection
Type
article
Field-Weighted Citation Impact
0.00

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article

Research on the interpretability of surface defect detection transfer learning tasks based on information bottleneck theory

Guizhong Fu, Zengguang Zhang, Yehu Shen, Quan Jiang et al.
Intelligent Data Analysis
Industrial Vision Systems and Defect Detection
article

Research on the interpretability of surface defect detection transfer learning tasks based on information bottleneck theory

Guizhong Fu, Zengguang Zhang, Yehu Shen, Quan Jiang, Qixin Zhu, Jinbin Li
article en

Abstract

With the development of deep learning, many researches have been devoted to the explanatory nature of Neural Networks (NNs), among which the Information Bottleneck (IB) theory based on information theory has received the most attention. Previous IB work has focused on small MLP or several-layer CNN networks, and a small number of datasets, and the applicability of its conclusions in popular image classification models cannot be verified, especially lacking in transfer learning. To address the above issues, we experiment on an industrial surface defects classification task to investigate IB and performance variations in ResNet transfer learning. The local densities of feature parameters in ResNet transfer learning are calculated by adaptive bins and K-nearest neighbour method. The mutual information of input image information-model parameters and model parameters-output information is calculated, and it is found that there are two stages of fitting and compression of CNN features in transfer learning. The IB representation method <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" display="inline" overflow="scroll"> <mml:mi>D</mml:mi> <mml:mi>I</mml:mi> <mml:mi>B</mml:mi> </mml:math> is proposed, and the <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" display="inline" overflow="scroll"> <mml:mi>M</mml:mi> <mml:mi>a</mml:mi> <mml:mi>x</mml:mi> <mml:mo stretchy="false">(</mml:mo> <mml:mi>D</mml:mi> <mml:mi>I</mml:mi> <mml:mi>B</mml:mi> <mml:mo stretchy="false">)</mml:mo> </mml:math> value is found to be positively correlated with the CNN model performance, which provides an innovative idea to explain the transfer learning performance of the model from the IB perspective. Evaluating 81 transfer learning tasks with the derived IP conclusions captures 22.2% poor models for re-optimization. To our knowledge, we are the first study to analyze IB in transfer learning and generalize to the understanding of common CNN image classification models.

Intelligent Data AnalysisVol. 30(1)
Shihezi University (CN), Suzhou University of Science and Technology (CN), Guangdong Machinery Research Institute (CN), Southeast University (CN)
National Natural Science Foundation of China
Openalex Percentile: Top 86%
Industrial Vision Systems and Defect Detection
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