Optimization problem for in-situ heat generation estimation in lithium-ion batteries

• A new method for heat generation estimation in lithium-ion cells is proposed. • The inverse method is based on an optimization problem. • The model inputs consist of simple surface temperature measurements. • Accuracy of the method was assessed numerically and experimentally. Knowledge of the thermal behavior of a lithium-ion battery is a key factor in ensuring its optimum performance. This paper presents a novel and non-intrusive method for accurately estimating the heat generated inside a battery during operation, based solely on surface temperature measurements. The originality of the approach lies in its ability to retrieve the total internal heat sources over time, without any prior assumptions regarding their profile, number, or spatial distribution across the cell thickness by solving an optimization problem with a regularized objective function, where the input is the measured surface temperature, and the output is the time-dependent internal heat generation. This method therefore combines simple and in-situ instrumentation, without requiring other characterization devices such as calorimeters, with a powerful non-iterative estimation method. The results obtained both numerically and experimentally show high accuracy over a wide range of conditions. In numerical tests, the relative error on the total estimated energy remained below 0.03% in most cases where effective thermal properties of the cell are known. To account for uncertainties in these effective properties, an enthalpic formulation was used, and the error in the estimated total enthalpy remained below 0.3% despite significant initial biases in the input thermal properties. Experimental validation using a dummy pouch cell with a controlled heating element confirmed these results, with relative total energy estimation errors not exceeding 8.2% for purely theoretical patterns and as low as 1.6% for a heat generation profile from a real calorimetric experiment, demonstrating the reliability and robustness of the proposed method.

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Publication Details

Journal
Applied Thermal Engineering
Published
2025-05-09
DOI
https://doi.org/10.1016/j.applthermaleng.2025.126723
Citations
2
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
1.37

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article

Optimization problem for in-situ heat generation estimation in lithium-ion batteries

Jean‐Luc Dauvergne, Edurne Jaime-Barquero, Artem Nikulin, Elena Palomo del Barrio et al.
2 citations
Applied Thermal Engineering
Advanced Battery Technologies Research
1.37
article

Optimization problem for in-situ heat generation estimation in lithium-ion batteries

Jean‐Luc Dauvergne, Edurne Jaime-Barquero, Artem Nikulin, Elena Palomo del Barrio, Émilie Bekaert
article en
2 citations

Abstract

• A new method for heat generation estimation in lithium-ion cells is proposed. • The inverse method is based on an optimization problem. • The model inputs consist of simple surface temperature measurements. • Accuracy of the method was assessed numerically and experimentally. Knowledge of the thermal behavior of a lithium-ion battery is a key factor in ensuring its optimum performance. This paper presents a novel and non-intrusive method for accurately estimating the heat generated inside a battery during operation, based solely on surface temperature measurements. The originality of the approach lies in its ability to retrieve the total internal heat sources over time, without any prior assumptions regarding their profile, number, or spatial distribution across the cell thickness by solving an optimization problem with a regularized objective function, where the input is the measured surface temperature, and the output is the time-dependent internal heat generation. This method therefore combines simple and in-situ instrumentation, without requiring other characterization devices such as calorimeters, with a powerful non-iterative estimation method. The results obtained both numerically and experimentally show high accuracy over a wide range of conditions. In numerical tests, the relative error on the total estimated energy remained below 0.03% in most cases where effective thermal properties of the cell are known. To account for uncertainties in these effective properties, an enthalpic formulation was used, and the error in the estimated total enthalpy remained below 0.3% despite significant initial biases in the input thermal properties. Experimental validation using a dummy pouch cell with a controlled heating element confirmed these results, with relative total energy estimation errors not exceeding 8.2% for purely theoretical patterns and as low as 1.6% for a heat generation profile from a real calorimetric experiment, demonstrating the reliability and robustness of the proposed method.

Applied Thermal EngineeringVol. 274
Ikerbasque (ES), CIC energiGUNE (ES)
Ministerio de Ciencia, Innovación y Universidades, European Regional Development Fund, Agencia Estatal de Investigación
Affordable and clean energy
Openalex Percentile: Top 19%
Advanced Battery Technologies Research
1.37
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