Quantifying Data Leakage in Failure Prediction Tasks

With the ever increasing importance of cloud computing and a strong focus on reliable data centers, a high amount of research has been done on failure prediction for hard disk drives. The collection of monitoring data, such as SMART statistics (Self-Monitoring, Analysis, and Reporting Technology) from operational HDDs, enables operators to obtain predictions about the expected remaining useful life. Numerous methods for HDD failure prediction have been published in recent years, and their evaluation has shown decent results. However, a naive splitting into training and test sets can lead to data leakage and, thus, over-optimistic results that cannot be achieved on the data of scientific interest. In this paper, we propose a novel data leakage measure for quantifying the amount of data leakage in training and test datasets. Further, we define four splitting techniques and evaluate our measure in terms of the performance optimism of classification models with respect to these different splitting strategies. Our results consistently show that splitting techniques prone to data leakage induce an overestimation of predictive performance. Overall, we were able to show the usefulness of the defined data leakage measure, as well as its connection with different splitting techniques and the performance optimism of prediction models.

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Published
2025-05-03
DOI
https://doi.org/10.1145/3676151.3719368
Primary Topic
Anomaly Detection Techniques and Applications
Type
article
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article

Quantifying Data Leakage in Failure Prediction Tasks

Vanessa Borst, Samuel Kounev, Robert Leppich, Marius Hadry et al.
Anomaly Detection Techniques and Applications
article

Quantifying Data Leakage in Failure Prediction Tasks

Vanessa Borst, Samuel Kounev, Robert Leppich, Marius Hadry, André Bauer, Veronika Lesch, Daniel Grillmeyer
article en

Abstract

With the ever increasing importance of cloud computing and a strong focus on reliable data centers, a high amount of research has been done on failure prediction for hard disk drives. The collection of monitoring data, such as SMART statistics (Self-Monitoring, Analysis, and Reporting Technology) from operational HDDs, enables operators to obtain predictions about the expected remaining useful life. Numerous methods for HDD failure prediction have been published in recent years, and their evaluation has shown decent results. However, a naive splitting into training and test sets can lead to data leakage and, thus, over-optimistic results that cannot be achieved on the data of scientific interest. In this paper, we propose a novel data leakage measure for quantifying the amount of data leakage in training and test datasets. Further, we define four splitting techniques and evaluate our measure in terms of the performance optimism of classification models with respect to these different splitting strategies. Our results consistently show that splitting techniques prone to data leakage induce an overestimation of predictive performance. Overall, we were able to show the usefulness of the defined data leakage measure, as well as its connection with different splitting techniques and the performance optimism of prediction models.

Baden-Wuerttemberg Cooperative State University (DE), Illinois Institute of Technology (US), University of Würzburg (DE)
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Anomaly Detection Techniques and Applications
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Quantifying Data Leakage in Failure Prediction Tasks — Vanessa Borst, Samuel Kounev, et al. · (2025) | TGRS Research Map | TGRS