Learning Regions of Attraction in Unknown Dynamical Systems via Zubov–Koopman Lifting: Regularities and Convergence

The estimation for the region of attraction (ROA) of an asymptotically stable equilibrium point is crucial in the analysis of nonlinear systems. There has been a recent surge of interest in estimating the solution to Zubov's equation, whose non-trivial sub-level sets form the exact ROA. In this paper, we propose a lifting approach to map observable data into an infinite-dimensional function space, which generates a flow governed by the proposed Zubov-Koopman operators. By learning a Zubov-Koopman operator over a fixed time interval, we can indirectly approximate the solution to Zubov's equation by iteratively applying the learned operator on certain functions. We also demonstrate that a transformation of such an approximator can be readily utilized as a near-maximal Lyapunov function. We approach our goal through a comprehensive investigation of the regularities of Zubov-Koopman operators and their associated quantities. Based on these findings, we present an algorithm for learning Zubov-Koopman operators that exhibit strong convergence to the true operator. We show that this approach reduces the amount of required data and can yield desirable estimation results, as demonstrated through numerical examples.

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Publication Details

Journal
IEEE Transactions on Automatic Control
Published
2025-04-15
DOI
https://doi.org/10.1109/tac.2025.3560653
Citations
5
Primary Topic
Model Reduction and Neural Networks
Type
article
Field-Weighted Citation Impact
6.62
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article

Learning Regions of Attraction in Unknown Dynamical Systems via Zubov–Koopman Lifting: Regularities and Convergence

Ruikun Zhou, Yiming Meng, Jun Liu
5 citations
IEEE Transactions on Automatic Control
Model Reduction and Neural Networks
6.62
article

Learning Regions of Attraction in Unknown Dynamical Systems via Zubov–Koopman Lifting: Regularities and Convergence

Ruikun Zhou, Yiming Meng, Jun Liu
article en
5 citations

Abstract

The estimation for the region of attraction (ROA) of an asymptotically stable equilibrium point is crucial in the analysis of nonlinear systems. There has been a recent surge of interest in estimating the solution to Zubov's equation, whose non-trivial sub-level sets form the exact ROA. In this paper, we propose a lifting approach to map observable data into an infinite-dimensional function space, which generates a flow governed by the proposed Zubov-Koopman operators. By learning a Zubov-Koopman operator over a fixed time interval, we can indirectly approximate the solution to Zubov's equation by iteratively applying the learned operator on certain functions. We also demonstrate that a transformation of such an approximator can be readily utilized as a near-maximal Lyapunov function. We approach our goal through a comprehensive investigation of the regularities of Zubov-Koopman operators and their associated quantities. Based on these findings, we present an algorithm for learning Zubov-Koopman operators that exhibit strong convergence to the true operator. We show that this approach reduces the amount of required data and can yield desirable estimation results, as demonstrated through numerical examples.

IEEE Transactions on Automatic ControlVol. 70(10)
University of Waterloo (CA), University of Illinois Urbana-Champaign (US)
Openalex Percentile: Top 3%
Model Reduction and Neural Networks
6.62
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