Probability prediction of true‐triaxial compressive strength of intact rocks based on the improved PSO‐RVM model

Abstract In deep underground engineering design, the true‐triaxial compressive strength of intact rocks is a critical evaluation index. Traditional methods for acquiring true‐triaxial strength data are hampered by labor‐intensive manual operations. To mitigate the time‐consuming nature of true‐triaxial experiments, this study leverages the unique capabilities of the relevance vector machine (RVM) to develop machine learning prediction models. These models aim to streamline the process and enhance predictive accuracy, thereby offering a more efficient alternative to conventional experimental approaches. The proposed models establish a correlation between the major principal stress ( σ 1 ) and the material constants, alongside other Hoek–Brown (H–B) strength parameters. A comprehensive data set, encompassing 408 sets of true‐triaxial experimental data from 12 different rock types, was collated from previous studies. This true‐triaxial strength data set was systematically divided into three groups based on the intact rock material content ( m i ), facilitating subsequent validation efforts. To enhance prediction accuracy and generalization capability, particle swarm optimization (PSO) is employed to optimize the hybrid kernel function parameters of the RVM. This study introduces a dynamic inertia weight decreasing method, demonstrating superior prediction accuracy compared to conventional PSO improvement techniques. In comparison with five three‐dimensional H–B type criteria and two other machine learning models, the improved PSO‐RVM model demonstrated superior performance across three distinct m i groups. Additionally, the proposed model is capable of generating probabilistic predictions, thereby effectively capturing the inherent uncertainty associated with rock strength. The probability distribution of model prediction errors closely aligns with that indicated by the generalized Zhang–Zhu criterion, underscoring the improved PSO‐RVM model's ability to capture the uncertainty in true‐triaxial compressive strength. Furthermore, this study explores sample selection for combined tests integrating true‐triaxial experiments and the proposed improved PSO‐RVM model, providing a tentative optimal ratio for predicting the true‐triaxial compressive strength of intact rocks.

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Publication Details

Journal
Deep Underground Science and Engineering
Published
2025-04-13
DOI
https://doi.org/10.1002/dug2.70007
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
0.00

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article

Probability prediction of true‐triaxial compressive strength of intact rocks based on the improved PSO‐RVM model

Qi Zhang, Xuzhen He, Ning Wang, Yixin Shen et al.
Deep Underground Science and Engineering
Rock Mechanics and Modeling
article

Probability prediction of true‐triaxial compressive strength of intact rocks based on the improved PSO‐RVM model

Qi Zhang, Xuzhen He, Ning Wang, Yixin Shen, Maohui Wang
article en

Abstract

Abstract In deep underground engineering design, the true‐triaxial compressive strength of intact rocks is a critical evaluation index. Traditional methods for acquiring true‐triaxial strength data are hampered by labor‐intensive manual operations. To mitigate the time‐consuming nature of true‐triaxial experiments, this study leverages the unique capabilities of the relevance vector machine (RVM) to develop machine learning prediction models. These models aim to streamline the process and enhance predictive accuracy, thereby offering a more efficient alternative to conventional experimental approaches. The proposed models establish a correlation between the major principal stress ( σ 1 ) and the material constants, alongside other Hoek–Brown (H–B) strength parameters. A comprehensive data set, encompassing 408 sets of true‐triaxial experimental data from 12 different rock types, was collated from previous studies. This true‐triaxial strength data set was systematically divided into three groups based on the intact rock material content ( m i ), facilitating subsequent validation efforts. To enhance prediction accuracy and generalization capability, particle swarm optimization (PSO) is employed to optimize the hybrid kernel function parameters of the RVM. This study introduces a dynamic inertia weight decreasing method, demonstrating superior prediction accuracy compared to conventional PSO improvement techniques. In comparison with five three‐dimensional H–B type criteria and two other machine learning models, the improved PSO‐RVM model demonstrated superior performance across three distinct m i groups. Additionally, the proposed model is capable of generating probabilistic predictions, thereby effectively capturing the inherent uncertainty associated with rock strength. The probability distribution of model prediction errors closely aligns with that indicated by the generalized Zhang–Zhu criterion, underscoring the improved PSO‐RVM model's ability to capture the uncertainty in true‐triaxial compressive strength. Furthermore, this study explores sample selection for combined tests integrating true‐triaxial experiments and the proposed improved PSO‐RVM model, providing a tentative optimal ratio for predicting the true‐triaxial compressive strength of intact rocks.

Deep Underground Science and Engineering
University of Technology Sydney (AU), Southeast University (CN)
National Natural Science Foundation of China, China University of Mining and Technology
Openalex Percentile: Top 92%
Rock Mechanics and Modeling
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