An Explainable CatBoost Model for Crater Classification Based on Digital Elevation Model

The study of secondary craters on the Moon is vital for understanding lunar impact dynamics and surface evolution. However, this task is complicated by sample imbalance, with primary crater samples outnumbering those of secondary craters, and by the reliance on time-intensive manual methods or limited automated techniques. While many previous studies have focused on the manual or automated differentiation of secondary craters, few have addressed the interpretation of variables and models. In this study, we propose a machine-learning-based approach using the CatBoost algorithm to classify craters based on variables extracted from Digital Elevation Model (DEM) data. These variables include those from previous research as well as new ones introduced here, such as slope and density with Gaussian summation. Despite data imbalance and noise, the model achieves a classification accuracy of 0.8788, with a precision of 0.7922, a recall rate of 0.7412, and an F1 score of 0.7658 for secondary craters. To enhance interpretations, Shapley additive explanations (SHAP) and partial dependence plots (PDPs) are applied to evaluate variable importance and visualize the marginal effects of key variables, indicating the density variables playing a key role in crater classification.

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Publication Details

Journal
Remote Sensing
Published
2025-03-31
DOI
https://doi.org/10.3390/rs17071236
Citations
3
Primary Topic
Image Processing and 3D Reconstruction
Type
article
Field-Weighted Citation Impact
3.83

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article

An Explainable CatBoost Model for Crater Classification Based on Digital Elevation Model

Yi Xu, Jialong Lai, Weidong He, Xiaoping Zhang et al.
3 citations
Remote Sensing
Image Processing and 3D Reconstruction
3.83
article

An Explainable CatBoost Model for Crater Classification Based on Digital Elevation Model

Yi Xu, Jialong Lai, Weidong He, Xiaoping Zhang, Minghao Zhu
article en
3 citations

Abstract

The study of secondary craters on the Moon is vital for understanding lunar impact dynamics and surface evolution. However, this task is complicated by sample imbalance, with primary crater samples outnumbering those of secondary craters, and by the reliance on time-intensive manual methods or limited automated techniques. While many previous studies have focused on the manual or automated differentiation of secondary craters, few have addressed the interpretation of variables and models. In this study, we propose a machine-learning-based approach using the CatBoost algorithm to classify craters based on variables extracted from Digital Elevation Model (DEM) data. These variables include those from previous research as well as new ones introduced here, such as slope and density with Gaussian summation. Despite data imbalance and noise, the model achieves a classification accuracy of 0.8788, with a precision of 0.7922, a recall rate of 0.7412, and an F1 score of 0.7658 for secondary craters. To enhance interpretations, Shapley additive explanations (SHAP) and partial dependence plots (PDPs) are applied to evaluate variable importance and visualize the marginal effects of key variables, indicating the density variables playing a key role in crater classification.

Remote SensingVol. 17(7)
Macau University of Science and Technology (MO), Jiangxi University of Science and Technology (CN)
National Natural Science Foundation of China, Natural Science Foundation of Jiangxi Province
Openalex Percentile: Top 7%
Image Processing and 3D Reconstruction
3.83
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An Explainable CatBoost Model for Crater Classification Based on Digital Elevation Model — Yi Xu, Jialong Lai, et al. · Remote Sensing (2025) | TGRS Research Map | TGRS