Slot Allocation for a Multi-Airport System Considering Slot Execution Uncertainty

Capacity–flow balance constitutes the primary challenge in strategic slot allocation. Both air traffic flow and airport flow are significantly influenced by departure/arrival times of flights. However, due to various uncontrollable factors such as flow control, delay propagation, and weather conditions, the actual departure/arrival times of flights inevitably deviate from their schedules. This reflects the inherent uncertainty in flight slot execution, which directly introduces uncertainty into capacity–flow analysis. In this paper, we develop an uncertainty slot allocation model for the multi-airport system (MAS), which incorporates slot execution deviation as an uncertainty factor with fix capacity restrictions formulated as chance constraints to balance robustness and optimality. To solve the model, we employ an equivalent model transformation approach and develop a scenario generation methodology. We applied our model to the MAS of Beijing–Tianjin for slot allocation. The results show that when the violation probability α∈[0,0.2] , the model achieved fully robust optimization. Even when α increases to 0.4, under all scenario combinations, at the selected fix, compared with the results of the deterministic model and original schedules, the number of peak flow time windows in the expected traffic statistics decreased by 84.6% and 75%, respectively, and the average maximum values of traffic in the maximum traffic statistics decreased by 31.1% and 33.5%, respectively. Furthermore, the incorporation of the chance constraint provides slot coordinators with flexible optimization solutions based on their acceptable risk levels.

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Publication Details

Journal
Aerospace
Published
2025-03-27
DOI
https://doi.org/10.3390/aerospace12040282
Citations
1
Primary Topic
Air Traffic Management and Optimization
Type
article
Field-Weighted Citation Impact
4.99

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article

Slot Allocation for a Multi-Airport System Considering Slot Execution Uncertainty

Lei Yang, Fan Liu, Minghua Hu, Qingxian Zhang
1 citations
Aerospace
Air Traffic Management and Optimization
4.99
article

Slot Allocation for a Multi-Airport System Considering Slot Execution Uncertainty

Lei Yang, Fan Liu, Minghua Hu, Qingxian Zhang
article en
1 citations

Abstract

Capacity–flow balance constitutes the primary challenge in strategic slot allocation. Both air traffic flow and airport flow are significantly influenced by departure/arrival times of flights. However, due to various uncontrollable factors such as flow control, delay propagation, and weather conditions, the actual departure/arrival times of flights inevitably deviate from their schedules. This reflects the inherent uncertainty in flight slot execution, which directly introduces uncertainty into capacity–flow analysis. In this paper, we develop an uncertainty slot allocation model for the multi-airport system (MAS), which incorporates slot execution deviation as an uncertainty factor with fix capacity restrictions formulated as chance constraints to balance robustness and optimality. To solve the model, we employ an equivalent model transformation approach and develop a scenario generation methodology. We applied our model to the MAS of Beijing–Tianjin for slot allocation. The results show that when the violation probability α∈[0,0.2] , the model achieved fully robust optimization. Even when α increases to 0.4, under all scenario combinations, at the selected fix, compared with the results of the deterministic model and original schedules, the number of peak flow time windows in the expected traffic statistics decreased by 84.6% and 75%, respectively, and the average maximum values of traffic in the maximum traffic statistics decreased by 31.1% and 33.5%, respectively. Furthermore, the incorporation of the chance constraint provides slot coordinators with flexible optimization solutions based on their acceptable risk levels.

AerospaceVol. 12(4)
Traffic Management Research Institute (CN), Nanjing University of Aeronautics and Astronautics (CN)
National Natural Science Foundation of China, Natural Science Foundation of Jiangsu Province
Openalex Percentile: Top 7%
Air Traffic Management and Optimization
4.99
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