Quality‐related process monitoring approach based on sparse autoencoder and comprehensive <scp>KPLS</scp>

Abstract The partial least squares (PLS) model is widely employed in quality‐related process monitoring due to its ability to effectively establish a linear relationship between process and quality variables. To extend this capability to nonlinear scenarios, kernel partial least squares (KPLS) was introduced. However, the use of a single kernel function is often inadequate for fully capturing nonlinearity. In this paper, a novel method for quality‐related process monitoring that integrates sparse autoencoders (SAE) with two KPLS models, termed SAE‐CKPLS, is developed. The SAE is utilized to extract representative features from the process variables, after which two KPLS models are constructed to explore the relationship between these extracted features and residuals with the quality variables. Additionally, two Hotelling's monitoring statistics are derived from the decomposed subspaces to detect quality‐related faults. The capability and effectiveness of the proposed SAE‐CKPLS method are demonstrated through applications to both a hot rolling mill process and the industrial Tennessee Eastman process (TEP) benchmark, with comparative analysis against related methods.

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Publication Details

Journal
The Canadian Journal of Chemical Engineering
Published
2025-03-25
DOI
https://doi.org/10.1002/cjce.25690
Primary Topic
Fault Detection and Control Systems
Type
article
Field-Weighted Citation Impact
0.00

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article

Quality‐related process monitoring approach based on sparse autoencoder and comprehensive KPLS

Haiyun Zhou, Ping Wu, Zhenquan Wu, Yingjian Xue et al.
The Canadian Journal of Chemical Engineering
Fault Detection and Control Systems
article

Quality‐related process monitoring approach based on sparse autoencoder and comprehensive KPLS

Haiyun Zhou, Ping Wu, Zhenquan Wu, Yingjian Xue, Zhenyu Ye
article en

Abstract

Abstract The partial least squares (PLS) model is widely employed in quality‐related process monitoring due to its ability to effectively establish a linear relationship between process and quality variables. To extend this capability to nonlinear scenarios, kernel partial least squares (KPLS) was introduced. However, the use of a single kernel function is often inadequate for fully capturing nonlinearity. In this paper, a novel method for quality‐related process monitoring that integrates sparse autoencoders (SAE) with two KPLS models, termed SAE‐CKPLS, is developed. The SAE is utilized to extract representative features from the process variables, after which two KPLS models are constructed to explore the relationship between these extracted features and residuals with the quality variables. Additionally, two Hotelling's monitoring statistics are derived from the decomposed subspaces to detect quality‐related faults. The capability and effectiveness of the proposed SAE‐CKPLS method are demonstrated through applications to both a hot rolling mill process and the industrial Tennessee Eastman process (TEP) benchmark, with comparative analysis against related methods.

The Canadian Journal of Chemical EngineeringVol. 103(10)
Zhejiang Sci-Tech University (CN), Changsha University (CN), Dahua Technology (China) (CN), Changsha University of Science and Technology (CN)
National Natural Science Foundation of China, Natural Science Foundation of Zhejiang Province
Openalex Percentile: Top 94%
Fault Detection and Control Systems
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Quality‐related process monitoring approach based on sparse autoencoder and comprehensive <scp>KPLS</scp> — Haiyun Zhou, Ping Wu, et al. · The Canadian Journal of Chemical Engineering (2025) | TGRS Research Map | TGRS