An Efficient Beamforming Optimization Framework for Generalized Rate-Splitting With Imperfect CSIT

Rate-splitting multiple access (RSMA) emerges as a compelling physical-layer transmission paradigm for effectively managing interference in 6G networks. Within the realm of RSMA transmission frameworks, generalized rate-splitting (GRS) stands out as a versatile strategy that embraces existing multiple access (MA) schemes, including space division multiple access (SDMA), non-orthogonal multiple access (NOMA), and orthogonal multiple access (OMA) as specific instances. Despite its versatility, GRS encounters significant design challenges, particularly in dealing with the resource optimization complexities resulting from the exponential growth in the number of common streams with the number of users. To tackle the issue, in this work, we propose a novel and highly efficient beamforming optimization algorithm for GRS to maximize the ergodic sum rate (ESR) with imperfect channel state information at the transmitter (CSIT). Specifically, the stochastic ESR maximization problem is first transformed into a deterministic one using sampled average approximation (SAA). This transformed problem is further decomposed into a series of convex subproblems by the fraction programming (FP) approach. Based on the Karush-Kuhn-Tucker (KKT) conditions of each subproblem, we derive the optimal beamforming structure (OBS) of GRS. To determine the Lagrange dual variables within the OBS, we then propose a fixed point iteration (FPI)-based method. Through extensive numerical results, we show that the proposed algorithm significantly reduces the computational complexity without sacrificing ESR performance compared to conventional optimization algorithms. Thanks to the efficiency of our algorithm, we illustrate, for the first time, the performance of GRS with more than three users. We draw the conclusion that our proposed algorithm shows promise in advancing the practical application of RSMA in 6G.

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Publication Details

Journal
IEEE Transactions on Communications
Published
2025-03-24
DOI
https://doi.org/10.1109/tcomm.2025.3552748
Citations
3
Primary Topic
Speech and Audio Processing
Type
article
Field-Weighted Citation Impact
4.46

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article

An Efficient Beamforming Optimization Framework for Generalized Rate-Splitting With Imperfect CSIT

Yijie Mao, Yiwen Wang, Tianyu Fang
3 citations
IEEE Transactions on Communications
Speech and Audio Processing
4.46
article

An Efficient Beamforming Optimization Framework for Generalized Rate-Splitting With Imperfect CSIT

Yijie Mao, Yiwen Wang, Tianyu Fang
article en
3 citations

Abstract

Rate-splitting multiple access (RSMA) emerges as a compelling physical-layer transmission paradigm for effectively managing interference in 6G networks. Within the realm of RSMA transmission frameworks, generalized rate-splitting (GRS) stands out as a versatile strategy that embraces existing multiple access (MA) schemes, including space division multiple access (SDMA), non-orthogonal multiple access (NOMA), and orthogonal multiple access (OMA) as specific instances. Despite its versatility, GRS encounters significant design challenges, particularly in dealing with the resource optimization complexities resulting from the exponential growth in the number of common streams with the number of users. To tackle the issue, in this work, we propose a novel and highly efficient beamforming optimization algorithm for GRS to maximize the ergodic sum rate (ESR) with imperfect channel state information at the transmitter (CSIT). Specifically, the stochastic ESR maximization problem is first transformed into a deterministic one using sampled average approximation (SAA). This transformed problem is further decomposed into a series of convex subproblems by the fraction programming (FP) approach. Based on the Karush-Kuhn-Tucker (KKT) conditions of each subproblem, we derive the optimal beamforming structure (OBS) of GRS. To determine the Lagrange dual variables within the OBS, we then propose a fixed point iteration (FPI)-based method. Through extensive numerical results, we show that the proposed algorithm significantly reduces the computational complexity without sacrificing ESR performance compared to conventional optimization algorithms. Thanks to the efficiency of our algorithm, we illustrate, for the first time, the performance of GRS with more than three users. We draw the conclusion that our proposed algorithm shows promise in advancing the practical application of RSMA in 6G.

IEEE Transactions on CommunicationsVol. 73(9)
ShanghaiTech University (CN)
China National Funds for Distinguished Young Scientists
Openalex Percentile: Top 6%
Speech and Audio Processing
4.46
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