Intelligent Fault Diagnosis Method for Shearer Rocker Gear Based on Swin Transformer and Multiscale Convolution Parallel Integration

In the harsh underground environment, the transmission gear in the rocker arm of the shearer is susceptible to impact load, frequently leading to failures that result in economic losses or casualties. Therefore, real-time and accurate gear fault diagnosis is crucial. Existing diagnostic models struggle with insufficient feature extraction and low diagnostic accuracy when addressing nonlinear, nonsmooth signals with strong noise in this environment. Therefore, an innovative parallel integration model of Swin Transformer and multiscale convolution is proposed to extract both global and local features under different fault modes and noise conditions. A spatial interaction block (SIB) is introduced into the Swin Transformer branch to enhance global information acquisition. In multiscale convolutional neural network (CNN) branches, depthwise separable convolutions with different expansion coefficients are utilized for multiscale extraction of local features to reduce computational complexity. Considering the differences between global and local features, a feature interaction module (FIM) is added between the two branches to realize the interaction between local and global features, considerably improving the model diagnosis performance. Furthermore, to meet the high real-time diagnosis requirements, a cloud-edge collaboration (CEC) framework is designed to realize the timely alarm of gear faults through the efficient collaboration between edge nodes and the industrial cloud platform. Using the vibration data collected from the rocker arm loading test bed of Taizhong Coal Machinery and the gear data provided by Southeast University for validation, the results show that the diagnostic precision of the proposed method can reach up to 99.55%. Even when the signal-to-noise ratio (SNR) is −2 db, the accuracy is still 93.67%, which is superior to other advanced comparison models, and significantly reduces the completion time of fault diagnosis tasks, and has strong anti-noise and real-time diagnosis capabilities.

Authors

Institutions

Publication Details

Journal
IEEE Transactions on Instrumentation and Measurement
Published
2025-01-01
DOI
https://doi.org/10.1109/tim.2025.3551002
Citations
7
Primary Topic
Gear and Bearing Dynamics Analysis
Type
article
Field-Weighted Citation Impact
4.99

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Intelligent Fault Diagnosis Method for Shearer Rocker Gear Based on Swin Transformer and Multiscale Convolution Parallel Integration

Xiaochun Sun, Jiacheng Sun, Xiaoxin Dong, Hua Ding et al.
7 citations
IEEE Transactions on Instrumentation and Measurement
Gear and Bearing Dynamics Analysis
4.99
article

Intelligent Fault Diagnosis Method for Shearer Rocker Gear Based on Swin Transformer and Multiscale Convolution Parallel Integration

Xiaochun Sun, Jiacheng Sun, Xiaoxin Dong, Hua Ding, Guoxin Zheng, Ning Li
article en
7 citations

Abstract

In the harsh underground environment, the transmission gear in the rocker arm of the shearer is susceptible to impact load, frequently leading to failures that result in economic losses or casualties. Therefore, real-time and accurate gear fault diagnosis is crucial. Existing diagnostic models struggle with insufficient feature extraction and low diagnostic accuracy when addressing nonlinear, nonsmooth signals with strong noise in this environment. Therefore, an innovative parallel integration model of Swin Transformer and multiscale convolution is proposed to extract both global and local features under different fault modes and noise conditions. A spatial interaction block (SIB) is introduced into the Swin Transformer branch to enhance global information acquisition. In multiscale convolutional neural network (CNN) branches, depthwise separable convolutions with different expansion coefficients are utilized for multiscale extraction of local features to reduce computational complexity. Considering the differences between global and local features, a feature interaction module (FIM) is added between the two branches to realize the interaction between local and global features, considerably improving the model diagnosis performance. Furthermore, to meet the high real-time diagnosis requirements, a cloud-edge collaboration (CEC) framework is designed to realize the timely alarm of gear faults through the efficient collaboration between edge nodes and the industrial cloud platform. Using the vibration data collected from the rocker arm loading test bed of Taizhong Coal Machinery and the gear data provided by Southeast University for validation, the results show that the diagnostic precision of the proposed method can reach up to 99.55%. Even when the signal-to-noise ratio (SNR) is −2 db, the accuracy is still 93.67%, which is superior to other advanced comparison models, and significantly reduces the completion time of fault diagnosis tasks, and has strong anti-noise and real-time diagnosis capabilities.

IEEE Transactions on Instrumentation and MeasurementVol. 74
Taiyuan University of Technology (CN)
National Natural Science Foundation of China, Shanxi Provincial Key Research and Development Project
Climate action
Openalex Percentile: Top 5%
Gear and Bearing Dynamics Analysis
4.99
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.