A machine learning framework for predicting shear strength properties of rock materials

The shear strength characteristics of rock materials, specifically internal friction angle and cohesion, are critical parameters for the design of rock structures. Accurate strength prediction can significantly reduce design time and costs while minimizing material waste associated with extensive physical testing. This paper utilizes experimental data from rock samples in the Himalayas to develop a novel machine learning model that combines the improved sparrow search algorithm (ISSA) with Extreme Gradient Boosting (XGBoost), referred to as the ISSA-XGBoost model, for predicting the shear strength characteristics of rock materials. To train and validate the proposed model, a dataset comprising 199 rock measurements and six input variables was employed. The ISSA-XGBoost model was benchmarked against other models, and feature importance analysis was conducted. The results demonstrate that the ISSA-XGBoost model outperforms the alternatives in both training and test datasets, showcasing superior predictive accuracy (R² = 0.982 for cohesion and R² = 0.932 for internal friction angle). Feature importance analysis revealed that uniaxial compressive strength has the greatest influence on cohesion, followed by P-wave velocity, while density exerts the most significant impact on internal friction angle, also followed by P-wave velocity.

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Publication Details

Journal
Scientific Reports
Published
2025-03-13
DOI
https://doi.org/10.1038/s41598-025-91436-8
Citations
4
Primary Topic
Rock Mechanics and Modeling
Type
article
Field-Weighted Citation Impact
3.45
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article

A machine learning framework for predicting shear strength properties of rock materials

Daxing Lei, Zhigang Lu, Yaoping Zhang, Yifan Chen et al.
4 citations
Scientific Reports
Rock Mechanics and Modeling
3.45
article

A machine learning framework for predicting shear strength properties of rock materials

Daxing Lei, Zhigang Lu, Yaoping Zhang, Yifan Chen, Guangli Wang, Min Lin, Zejin Lai
article en
4 citations

Abstract

The shear strength characteristics of rock materials, specifically internal friction angle and cohesion, are critical parameters for the design of rock structures. Accurate strength prediction can significantly reduce design time and costs while minimizing material waste associated with extensive physical testing. This paper utilizes experimental data from rock samples in the Himalayas to develop a novel machine learning model that combines the improved sparrow search algorithm (ISSA) with Extreme Gradient Boosting (XGBoost), referred to as the ISSA-XGBoost model, for predicting the shear strength characteristics of rock materials. To train and validate the proposed model, a dataset comprising 199 rock measurements and six input variables was employed. The ISSA-XGBoost model was benchmarked against other models, and feature importance analysis was conducted. The results demonstrate that the ISSA-XGBoost model outperforms the alternatives in both training and test datasets, showcasing superior predictive accuracy (R² = 0.982 for cohesion and R² = 0.932 for internal friction angle). Feature importance analysis revealed that uniaxial compressive strength has the greatest influence on cohesion, followed by P-wave velocity, while density exerts the most significant impact on internal friction angle, also followed by P-wave velocity.

Scientific ReportsVol. 15(1)
Central South University (CN)
Openalex Percentile: Top 9%
Rock Mechanics and Modeling
3.45
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A machine learning framework for predicting shear strength properties of rock materials — Daxing Lei, Zhigang Lu, et al. · Scientific Reports (2025) | TGRS Research Map | TGRS