A small-sample fault diagnosis approach for RV reducer with RP-SST parallel CNN-SVM model

For addressing the problem of low accuracy in the available diagnostic methods due to the insufficient fault-sample, this article proposes a small-sample fault diagnosis method with Recurrence plot (RP), Synchrosqueezed transform (SST) and parallel convolutional neural network (CNN) and support vector machine (SVM). This method first utilizes RP and SST techniques to extract the multimodal features into image processing. Then, the parallel CNN is used for multimodal feature fusion, enabling it to utilize more fault information within a limited number of samples. Finally, SVM is used for fault classification. The fault experiments for RV reducer were performed to verify the effectiveness of the proposed fault diagnosis method. The complementarity of RP-SST in multimodal feature extraction was verified for solving the problem of insufficient feature extraction due to sample size limitations effectively. Further, the SOTA fault diagnosis model showed that the proposed method achieved a fault diagnosis accuracy of 96.26% in small sample situations, significantly better than CNN-BIGRU, CNN-LSTM, and Resnet model.

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Published
2025-03-05
DOI
https://doi.org/10.1117/12.3059946
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
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article

A small-sample fault diagnosis approach for RV reducer with RP-SST parallel CNN-SVM model

Guangqi Qiu, Nan Jin, C.-L. Liu, Yulong Peng et al.
Machine Fault Diagnosis Techniques
article

A small-sample fault diagnosis approach for RV reducer with RP-SST parallel CNN-SVM model

Guangqi Qiu, Nan Jin, C.-L. Liu, Yulong Peng, Jinyan Pan
article en

Abstract

For addressing the problem of low accuracy in the available diagnostic methods due to the insufficient fault-sample, this article proposes a small-sample fault diagnosis method with Recurrence plot (RP), Synchrosqueezed transform (SST) and parallel convolutional neural network (CNN) and support vector machine (SVM). This method first utilizes RP and SST techniques to extract the multimodal features into image processing. Then, the parallel CNN is used for multimodal feature fusion, enabling it to utilize more fault information within a limited number of samples. Finally, SVM is used for fault classification. The fault experiments for RV reducer were performed to verify the effectiveness of the proposed fault diagnosis method. The complementarity of RP-SST in multimodal feature extraction was verified for solving the problem of insufficient feature extraction due to sample size limitations effectively. Further, the SOTA fault diagnosis model showed that the proposed method achieved a fault diagnosis accuracy of 96.26% in small sample situations, significantly better than CNN-BIGRU, CNN-LSTM, and Resnet model.

Jiangxi University of Science and Technology (CN)
Openalex Percentile: Top 95%
Machine Fault Diagnosis Techniques
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A small-sample fault diagnosis approach for RV reducer with RP-SST parallel CNN-SVM model — Guangqi Qiu, Nan Jin, et al. · (2025) | TGRS Research Map | TGRS