Robust Battery State-of-Charge Estimation in Presence of Model Uncertainties Using KalmanNet

State estimation based on Kalman Filter (KF) has been widely considered for state-of-charge (SoC) prediction of lithium-ion (Li-ion) batteries. However, the KF is a model-based approach, and its performance declines when faced with modeling inaccuracies resulting from the nonlinear and time-varying nature of Li-ion batteries. To tackle the modeling uncertainties, a novel hybrid variant of KF is deployed, in which priori estimations are attained similar to the KF algorithm while the posterior estimations are obtained using a recurrent neural network (RNN) integrated into the KF architecture. The proposed method yields enhanced robustness in maintaining the accuracy of SoC estimations in the presence of model mismatches, e.g. due to the aging of batteries. In the proposed method, named KalmanNet, the RNN learns from battery data to predict the optimum Kalman gains for the minimization of SoC estimation error. The proposed method is trained and tested using actual battery data of a high-capacity pouch Li-ion cell replicating real-life driving cycles of electric vehicles. The significance of the results is twofold: 1- When exposed to a model mismatch of ±5%, the SoC estimation accuracy is improved by about 0.5% compared to EKF. 2- The size of required training data is reduced by 20% compared to similar machine learning algorithms.

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Published
2024-11-03
DOI
https://doi.org/10.1109/iecon55916.2024.10905256
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
0.00

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article

Robust Battery State-of-Charge Estimation in Presence of Model Uncertainties Using KalmanNet

Anders Christian Solberg Jensen, Erik Schaltz, Farshid Naseri
Advanced Battery Technologies Research
article

Robust Battery State-of-Charge Estimation in Presence of Model Uncertainties Using KalmanNet

Anders Christian Solberg Jensen, Erik Schaltz, Farshid Naseri
article en

Abstract

State estimation based on Kalman Filter (KF) has been widely considered for state-of-charge (SoC) prediction of lithium-ion (Li-ion) batteries. However, the KF is a model-based approach, and its performance declines when faced with modeling inaccuracies resulting from the nonlinear and time-varying nature of Li-ion batteries. To tackle the modeling uncertainties, a novel hybrid variant of KF is deployed, in which priori estimations are attained similar to the KF algorithm while the posterior estimations are obtained using a recurrent neural network (RNN) integrated into the KF architecture. The proposed method yields enhanced robustness in maintaining the accuracy of SoC estimations in the presence of model mismatches, e.g. due to the aging of batteries. In the proposed method, named KalmanNet, the RNN learns from battery data to predict the optimum Kalman gains for the minimization of SoC estimation error. The proposed method is trained and tested using actual battery data of a high-capacity pouch Li-ion cell replicating real-life driving cycles of electric vehicles. The significance of the results is twofold: 1- When exposed to a model mismatch of ±5%, the SoC estimation accuracy is improved by about 0.5% compared to EKF. 2- The size of required training data is reduced by 20% compared to similar machine learning algorithms.

Danish Technological Institute (DK), Aalborg University (DK)
McMaster University, Jaguar Land Rover, European Commission, HORIZON EUROPE Framework Programme, H2020 Marie Skłodowska-Curie Actions
Affordable and clean energy
Openalex Percentile: Top 70%
Advanced Battery Technologies Research
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Robust Battery State-of-Charge Estimation in Presence of Model Uncertainties Using KalmanNet — Anders Christian Solberg Jensen, Erik Schaltz, et al. · (2024) | TGRS Research Map | TGRS