Assessment of mechanical properties of rock using deep learning approaches

• Advanced deep learning models predict UCS and TS with high accuracy and reliability. • LSTM and CNN models effectively capture nonlinear geomechanical data relationships. • SHAP analysis enhances interpretability of key features in UCS and TS prediction. • Measurement-focused evaluation ensures reproducibility and robust performance analysis. • Novel methodology advances geomechanical property measurement in engineering fields. The accurate measurement of Uniaxial Compressive Strength (UCS) and Tensile Strength (TS) is crucial in geotechnical engineering, mining, and construction, where it supports data-driven decision-making, enhances structural safety, and optimizes resource utilization. This study advances UCS and TS measurement by integrating advanced deep learning models, including Convolutional Neural Networks (CNN), Gated Recurrent Units (GRU), Long Short-Term Memory (LSTM), and Recurrent Neural Networks (RNN). These models effectively capture complex nonlinear relationships within the input data, ensuring reliable and robust geomechanical property measurement and prediction. A comprehensive measurement-focused evaluation framework was employed, incorporating statistical metrics, radar plots, Taylor diagrams, and the Anderson-Darling (AD) test to critically assess model performance. Partial least squares regression and probability plots were used for data analysis, while SHapley Additive exPlanations (SHAP) analysis and importance value functions provided insights into the influence of key parameters, including P-wave velocity, density, cohesion, and angle of internal friction. The findings identify the LSTM model as the most effective for both UCS and TS measurement and prediction, with CNN as a strong alternative. The LSTM model achieved impressive prediction results for UCS and TS, with coefficient of determination (R 2 ) values of 0.998 and 0.997, respectively. These high R 2 values underscore the outstanding performance of the LSTM model in accurately predicting rock strength properties in this study.

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Institutions

Publication Details

Journal
Measurement
Published
2025-03-04
DOI
https://doi.org/10.1016/j.measurement.2025.117180
Citations
14
Primary Topic
Mineral Processing and Grinding
Type
article
Field-Weighted Citation Impact
9.99

Funders

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article

Assessment of mechanical properties of rock using deep learning approaches

Xiaohua Ding, Mohammad Rezaei, Mahdi Hasanipanah
14 citations
Measurement
Mineral Processing and Grinding
9.99
article

Assessment of mechanical properties of rock using deep learning approaches

Xiaohua Ding, Mohammad Rezaei, Mahdi Hasanipanah
article en
14 citations

Abstract

• Advanced deep learning models predict UCS and TS with high accuracy and reliability. • LSTM and CNN models effectively capture nonlinear geomechanical data relationships. • SHAP analysis enhances interpretability of key features in UCS and TS prediction. • Measurement-focused evaluation ensures reproducibility and robust performance analysis. • Novel methodology advances geomechanical property measurement in engineering fields. The accurate measurement of Uniaxial Compressive Strength (UCS) and Tensile Strength (TS) is crucial in geotechnical engineering, mining, and construction, where it supports data-driven decision-making, enhances structural safety, and optimizes resource utilization. This study advances UCS and TS measurement by integrating advanced deep learning models, including Convolutional Neural Networks (CNN), Gated Recurrent Units (GRU), Long Short-Term Memory (LSTM), and Recurrent Neural Networks (RNN). These models effectively capture complex nonlinear relationships within the input data, ensuring reliable and robust geomechanical property measurement and prediction. A comprehensive measurement-focused evaluation framework was employed, incorporating statistical metrics, radar plots, Taylor diagrams, and the Anderson-Darling (AD) test to critically assess model performance. Partial least squares regression and probability plots were used for data analysis, while SHapley Additive exPlanations (SHAP) analysis and importance value functions provided insights into the influence of key parameters, including P-wave velocity, density, cohesion, and angle of internal friction. The findings identify the LSTM model as the most effective for both UCS and TS measurement and prediction, with CNN as a strong alternative. The LSTM model achieved impressive prediction results for UCS and TS, with coefficient of determination (R 2 ) values of 0.998 and 0.997, respectively. These high R 2 values underscore the outstanding performance of the LSTM model in accurately predicting rock strength properties in this study.

MeasurementVol. 250
Duy Tan University (VN), China University of Mining and Technology (CN), University of Kurdistan (IR)
National Natural Science Foundation of China, National Key Research and Development Program of China
Openalex Percentile: Top 1%
Mineral Processing and Grinding
9.99
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