Primordial black hole formation from the upward step model: Avoiding overproduction

We investigate the formation of primordial black holes (PBHs) in an upward step inflationary model, where nonlinearities between curvature perturbations and field fluctuations introduce a cutoff, deviating from the Gaussian case. This necessitates a reevaluation of PBH formation, as [Formula: see text] is not the optimal variable for estimating abundance. Using the extended Press–Schechter formalism, we show that non-Gaussianity modifies both the curvature perturbation profile [Formula: see text] and the integration path in probability space, significantly impacting PBH abundance. Our results reveal that the abundance initially increases with the parameter h, which characterizes the relaxation stage after the step. However, beyond a critical value ([Formula: see text]), it sharply declines before rising again. Furthermore, we demonstrate that non-Gaussianity introduces uncertainties in indirect PBH observations via gravitational waves. Notably, we present an example where a positive [Formula: see text] does not necessarily enhance PBH production, contrary to conventional expectations. Finally, by accounting for nonperturbative effects, we resolve the overproduction of PBHs suggested by pulsar timing array (PTA) data, underscoring the critical importance of incorporating non-Gaussianity in future studies.

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Publication Details

Journal
International Journal of Modern Physics D
Published
2025-03-01
DOI
https://doi.org/10.1142/s0218271825500270
Citations
4
Primary Topic
Cosmology and Gravitation Theories
Type
article
Field-Weighted Citation Impact
4.62
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article

Primordial black hole formation from the upward step model: Avoiding overproduction

Xiao-Han Ma, Xiaoding Wang, Yi-Fu Cai
4 citations
International Journal of Modern Physics D
Cosmology and Gravitation Theories
4.62
article

Primordial black hole formation from the upward step model: Avoiding overproduction

Xiao-Han Ma, Xiaoding Wang, Yi-Fu Cai
article en
4 citations

Abstract

We investigate the formation of primordial black holes (PBHs) in an upward step inflationary model, where nonlinearities between curvature perturbations and field fluctuations introduce a cutoff, deviating from the Gaussian case. This necessitates a reevaluation of PBH formation, as [Formula: see text] is not the optimal variable for estimating abundance. Using the extended Press–Schechter formalism, we show that non-Gaussianity modifies both the curvature perturbation profile [Formula: see text] and the integration path in probability space, significantly impacting PBH abundance. Our results reveal that the abundance initially increases with the parameter h, which characterizes the relaxation stage after the step. However, beyond a critical value ([Formula: see text]), it sharply declines before rising again. Furthermore, we demonstrate that non-Gaussianity introduces uncertainties in indirect PBH observations via gravitational waves. Notably, we present an example where a positive [Formula: see text] does not necessarily enhance PBH production, contrary to conventional expectations. Finally, by accounting for nonperturbative effects, we resolve the overproduction of PBHs suggested by pulsar timing array (PTA) data, underscoring the critical importance of incorporating non-Gaussianity in future studies.

International Journal of Modern Physics DVol. 34(06)
University of Science and Technology of China (CN), Tibet University (CN), Kavli Institute for the Physics and Mathematics of the Universe (JP), SpaceX (United States) (US), The University of Tokyo (JP)
Climate action
Openalex Percentile: Top 6%
Cosmology and Gravitation Theories
4.62
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