AUCPro: AUC-Oriented Provable Robustness Learning

The current studies of provable robustness for deep neural networks (DNNs) usually assume that the class distribution is overall balanced. However, in real-world applications especially for safety-sensitive systems, the class distribution often exhibits a long-tailed property. It is well-known that the Area Under the ROC Curve (AUC) is a more proper metric for long-tailed learning problems. Motivated by this fact, an AUC-oriented provable robustness learning framework (named AUCPro) is first proposed in this paper. The key is to construct a proxy model smoothed by the isotropic Gaussian noise and then consider optimizing the proxy model from the AUC-oriented learning point of view. Theoretically, we provide a certified safety region for AUCPro within which the model would be free from the $\ell _{2}$ℓ2 adversarial attacks. Most importantly, we propose a novel standard to theoretically study the robustness generalization toward unseen data for provable robustness learning approaches. To the best of our knowledge, such a problem remains barely considered in the machine learning community. To be specific, under a general principle for performance-robustness trade-off, we prove that the generalization ability of the resulting model could be equivalently expressed as the expected adversarial risk of AUC under $\ell _{2}$ℓ2 perturbation. On top of this, we present two practical settings to explore the excess risk formed by the difference between the empirical risk of AUCPro and the derived generalization performance. Finally, comprehensive experiments speak to the efficacy of our proposed algorithm.

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Publication Details

Journal
IEEE Transactions on Pattern Analysis and Machine Intelligence
Published
2025-02-26
DOI
https://doi.org/10.1109/tpami.2025.3545639
Citations
3
Primary Topic
Fault Detection and Control Systems
Type
article
Field-Weighted Citation Impact
3.64
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article

AUCPro: AUC-Oriented Provable Robustness Learning

Qingming Huang, Zhiyong Yang, Xiaochun Cao, Shilong Bao et al.
3 citations
IEEE Transactions on Pattern Analysis and Machine Intelligence
Fault Detection and Control Systems
3.64
article

AUCPro: AUC-Oriented Provable Robustness Learning

Qingming Huang, Zhiyong Yang, Xiaochun Cao, Shilong Bao, Qianqian Xu, Yuan He
article en
3 citations

Abstract

The current studies of provable robustness for deep neural networks (DNNs) usually assume that the class distribution is overall balanced. However, in real-world applications especially for safety-sensitive systems, the class distribution often exhibits a long-tailed property. It is well-known that the Area Under the ROC Curve (AUC) is a more proper metric for long-tailed learning problems. Motivated by this fact, an AUC-oriented provable robustness learning framework (named AUCPro) is first proposed in this paper. The key is to construct a proxy model smoothed by the isotropic Gaussian noise and then consider optimizing the proxy model from the AUC-oriented learning point of view. Theoretically, we provide a certified safety region for AUCPro within which the model would be free from the $\ell _{2}$ℓ2 adversarial attacks. Most importantly, we propose a novel standard to theoretically study the robustness generalization toward unseen data for provable robustness learning approaches. To the best of our knowledge, such a problem remains barely considered in the machine learning community. To be specific, under a general principle for performance-robustness trade-off, we prove that the generalization ability of the resulting model could be equivalently expressed as the expected adversarial risk of AUC under $\ell _{2}$ℓ2 perturbation. On top of this, we present two practical settings to explore the excess risk formed by the difference between the empirical risk of AUCPro and the derived generalization performance. Finally, comprehensive experiments speak to the efficacy of our proposed algorithm.

IEEE Transactions on Pattern Analysis and Machine IntelligenceVol. 47(6)
Sun Yat-sen University (CN), Chinese Academy of Sciences (CN), Institute of Computing Technology (CN), Institute of Information Engineering (CN), University of Chinese Academy of Sciences (CN), Alibaba Group (China) (CN)
Openalex Percentile: Top 8%
Fault Detection and Control Systems
3.64
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