Computing the spectrum and pseudospectrum of infinite-volume operators from local patches

We show how the spectrum of normal discrete short-range infinite-volume operators can be approximated with two-sided error control using only data from finite-sized local patches. As a corollary, we prove the computability of the spectrum of such infinite-volume operators with the additional property of finite local complexity and provide an explicit algorithm. Such operators appear in many applications, e.g. as discretizations of differential operators on unbounded domains or as so-called tight-binding Hamiltonians in solid state physics. For a large class of such operators, our result allows for the first time to establish computationally also the absence of spectrum, i.e. the existence and the size of spectral gaps. We extend our results to the <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="epsilon"> <mml:semantics> <mml:mi> ε </mml:mi> <mml:annotation encoding="application/x-tex">\varepsilon</mml:annotation> </mml:semantics> </mml:math> </inline-formula> -pseudospectrum of non-normal operators, proving that also the pseudospectrum of such operators is computable.

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Publication Details

Journal
Mathematics of Computation
Published
2025-02-21
DOI
https://doi.org/10.1090/mcom/4075
Primary Topic
Mathematical Analysis and Transform Methods
Type
article
Field-Weighted Citation Impact
0.00

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article

Computing the spectrum and pseudospectrum of infinite-volume operators from local patches

Massimo Moscolari, Paul Hege, Stefan Teufel
Mathematics of Computation
Mathematical Analysis and Transform Methods
article

Computing the spectrum and pseudospectrum of infinite-volume operators from local patches

Massimo Moscolari, Paul Hege, Stefan Teufel
article en

Abstract

We show how the spectrum of normal discrete short-range infinite-volume operators can be approximated with two-sided error control using only data from finite-sized local patches. As a corollary, we prove the computability of the spectrum of such infinite-volume operators with the additional property of finite local complexity and provide an explicit algorithm. Such operators appear in many applications, e.g. as discretizations of differential operators on unbounded domains or as so-called tight-binding Hamiltonians in solid state physics. For a large class of such operators, our result allows for the first time to establish computationally also the absence of spectrum, i.e. the existence and the size of spectral gaps. We extend our results to the <inline-formula content-type="math/mathml"> <mml:math xmlns:mml="http://www.w3.org/1998/Math/MathML" alttext="epsilon"> <mml:semantics> <mml:mi> ε </mml:mi> <mml:annotation encoding="application/x-tex">\varepsilon</mml:annotation> </mml:semantics> </mml:math> </inline-formula> -pseudospectrum of non-normal operators, proving that also the pseudospectrum of such operators is computable.

Mathematics of ComputationVol. 95(358)
TH Bingen University of Applied Sciences (DE), Hertie Institute for Clinical Brain Research (DE), University of Tübingen (DE), Politecnico di Milano (IT)
Alexander von Humboldt-Stiftung, Ministero dell’Istruzione, dell’Università e della Ricerca
Openalex Percentile: Top 95%
Mathematical Analysis and Transform Methods
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