Vibration Analysis and Fault Diagnosis of Dynamical System Under Strong Noise Background Based on Transformer-CNN

Dynamical system such as wind turbine gearboxes are subjected to heavy-load, and low-speed operational conditions, frequently generating vibrations with abnormal noise. To effectively diagnose gearbox faults under such conditions of strong noise, this paper proposes a novel fault diagnosis method integrating Transformer and Convolutional Neural Network (CNN) model. First, a Transformer encoder is utilized for the initial extraction of global-level features from raw data with strong noise. The output sequences from the Transformer are subsequently input into the CNN to further extract local features. Then the fault category probabilities are outputted based on the extracted features. Finally, the model was trained, validated, and tested on this dateset comprising 4800 samples from wind turbine gearboxes, categorized into four classes: healthy, bearing fault, high-speed stage fault, and low-speed stage fault. The results demonstrate an overall accuracy of 99.9%, significantly outperforming standalone CNN, Transformer, and ResNet models.

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Publication Details

Published
2024-10-11
DOI
https://doi.org/10.1109/phm-beijing63284.2024.10874537
Citations
1
Primary Topic
Advanced Sensor and Control Systems
Type
article
Field-Weighted Citation Impact
0.33

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article

Vibration Analysis and Fault Diagnosis of Dynamical System Under Strong Noise Background Based on Transformer-CNN

Zhenguo Zhang, Xinxing Ma, Fang Yang
1 citations
Advanced Sensor and Control Systems
0.33
article

Vibration Analysis and Fault Diagnosis of Dynamical System Under Strong Noise Background Based on Transformer-CNN

Zhenguo Zhang, Xinxing Ma, Fang Yang
article en
1 citations

Abstract

Dynamical system such as wind turbine gearboxes are subjected to heavy-load, and low-speed operational conditions, frequently generating vibrations with abnormal noise. To effectively diagnose gearbox faults under such conditions of strong noise, this paper proposes a novel fault diagnosis method integrating Transformer and Convolutional Neural Network (CNN) model. First, a Transformer encoder is utilized for the initial extraction of global-level features from raw data with strong noise. The output sequences from the Transformer are subsequently input into the CNN to further extract local features. Then the fault category probabilities are outputted based on the extracted features. Finally, the model was trained, validated, and tested on this dateset comprising 4800 samples from wind turbine gearboxes, categorized into four classes: healthy, bearing fault, high-speed stage fault, and low-speed stage fault. The results demonstrate an overall accuracy of 99.9%, significantly outperforming standalone CNN, Transformer, and ResNet models.

Shanghai Jiao Tong University (CN), State Key Laboratory of Mechanical System and Vibration
National Natural Science Foundation of China, State Key Laboratory of Mechanical System and Vibration
Climate action
Openalex Percentile: Top 36%
Advanced Sensor and Control Systems
0.33
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Vibration Analysis and Fault Diagnosis of Dynamical System Under Strong Noise Background Based on Transformer-CNN — Zhenguo Zhang, Xinxing Ma, et al. · (2024) | TGRS Research Map | TGRS