The Troublesome Kernel: On Hallucinations, No Free Lunches, and the Accuracy-Stability Tradeoff in Inverse Problems

Methods inspired by Artificial Intelligence (AI) are starting to fundamentally change computational science and engineering through breakthrough performances on challenging problems. However, reliability and trustworthiness of such techniques is a major concern. In inverse problems in imaging, the focus of this paper, there is increasing empirical evidence that methods may suffer from hallucinations, i.e., false, but realistic-looking artifacts; instability, i.e., sensitivity to perturbations in the data; and unpredictable generalization, i.e., excellent performance on some images, but significant deterioration on others. This paper provides a theoretical foundation for these phenomena. We give mathematical explanations for how and when such effects arise in arbitrary reconstruction methods, with several of our results taking the form of `no free lunch' theorems. Specifically, we show that (i) methods that overperform on a single image can wrongly transfer details from one image to another, creating a hallucination, (ii) methods that overperform on two or more images can hallucinate or be unstable, (iii) optimizing the accuracy-stability trade-off is generally difficult, (iv) hallucinations and instabilities, if they occur, are not rare events, and may be encouraged by standard training, (v) it may be impossible to construct optimal reconstruction maps for certain problems. Our results trace these effects to the kernel of the forward operator whenever it is nontrivial, but also apply to the case when the forward operator is ill-conditioned. Based on these insights, our work aims to spur research into new ways to develop robust and reliable AI-based methods for inverse problems in imaging.

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Institutions

Publication Details

Journal
SIAM Review
Published
2025-02-06
DOI
https://doi.org/10.1137/23m1568739
Citations
11
Primary Topic
Model Reduction and Neural Networks
Type
article
Field-Weighted Citation Impact
14.56

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article

The Troublesome Kernel: On Hallucinations, No Free Lunches, and the Accuracy-Stability Tradeoff in Inverse Problems

Nina Maria Gottschling, Vegard Antun, Ben Adcock, Anders C. Hansen
11 citations
SIAM Review
Model Reduction and Neural Networks
14.56
article

The Troublesome Kernel: On Hallucinations, No Free Lunches, and the Accuracy-Stability Tradeoff in Inverse Problems

Nina Maria Gottschling, Vegard Antun, Ben Adcock, Anders C. Hansen
article en
11 citations

Abstract

Methods inspired by Artificial Intelligence (AI) are starting to fundamentally change computational science and engineering through breakthrough performances on challenging problems. However, reliability and trustworthiness of such techniques is a major concern. In inverse problems in imaging, the focus of this paper, there is increasing empirical evidence that methods may suffer from hallucinations, i.e., false, but realistic-looking artifacts; instability, i.e., sensitivity to perturbations in the data; and unpredictable generalization, i.e., excellent performance on some images, but significant deterioration on others. This paper provides a theoretical foundation for these phenomena. We give mathematical explanations for how and when such effects arise in arbitrary reconstruction methods, with several of our results taking the form of `no free lunch' theorems. Specifically, we show that (i) methods that overperform on a single image can wrongly transfer details from one image to another, creating a hallucination, (ii) methods that overperform on two or more images can hallucinate or be unstable, (iii) optimizing the accuracy-stability trade-off is generally difficult, (iv) hallucinations and instabilities, if they occur, are not rare events, and may be encouraged by standard training, (v) it may be impossible to construct optimal reconstruction maps for certain problems. Our results trace these effects to the kernel of the forward operator whenever it is nontrivial, but also apply to the case when the forward operator is ill-conditioned. Based on these insights, our work aims to spur research into new ways to develop robust and reliable AI-based methods for inverse problems in imaging.

SIAM ReviewVol. 67(1)
Simon Fraser University (CA), University of Oslo (NO), University of Cambridge (GB)
Pacific Institute for the Mathematical Sciences, Leverhulme Trust, Simon Fraser University, Natural Sciences and Engineering Research Council of Canada, Engineering and Physical Sciences Research Council
Decent work and economic growth
Openalex Percentile: Top 1%
Model Reduction and Neural Networks
14.56
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