An Electrochemical Aging-Informed Data-Driven Approach for Health Estimation of Lithium-Ion Batteries With Parameter Inconsistency

Accurate estimation of the state of health (SOH) for lithium-ion batteries is crucial for maintaining their safety, reliability, and sustainability. This article presents an electrochemical aging-informed data-driven approach for battery SOH estimation by integrating physics-based electrochemical model with deep learning model. In addition, electrochemical parameter inconsistencies resulting from manufacturing differences can cause variations in battery aging rates, a factor often overlooked in traditional SOH prediction methods. The proposed method addresses inconsistency by leveraging the initial cyclic state to improve prediction accuracy and adaptability. Furthermore, a physics-informed dual neural network (PIDNN) is developed to estimate electrochemical parameters and the Li<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^+$</tex-math></inline-formula> concentration in both the solid phase and the electrolyte to calculate battery capacity fade. A gradient normalization strategy is utilized to train the model effectively. The prediction performance of the proposed method is assessed using three metrics: mean absolute error, root mean square error (RMSE), and the coefficient of determination (R<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^{2}$</tex-math></inline-formula>). Notably, the RMSE remains below 0.556%, 0.310%, 0.187%, and 0.486% across four real-world battery datasets, even when trained with just 1% of the total data. Furthermore, PIDNN effectively simulates Li<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^+$</tex-math></inline-formula> concentration dynamics in both the electrode and electrolyte, demonstrating the exceptional interpretability and accuracy of the proposed method.

Authors

Institutions

Publication Details

Journal
IEEE Transactions on Power Electronics
Published
2025-01-22
DOI
https://doi.org/10.1109/tpel.2025.3532588
Citations
12
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
8.19

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

An Electrochemical Aging-Informed Data-Driven Approach for Health Estimation of Lithium-Ion Batteries With Parameter Inconsistency

Yan Xu, Hongye Su, Zhitao Liu, Shuxin Zhang et al.
12 citations
IEEE Transactions on Power Electronics
Advanced Battery Technologies Research
8.19
article

An Electrochemical Aging-Informed Data-Driven Approach for Health Estimation of Lithium-Ion Batteries With Parameter Inconsistency

Yan Xu, Hongye Su, Zhitao Liu, Shuxin Zhang, Guangwei Chen
article en
12 citations

Abstract

Accurate estimation of the state of health (SOH) for lithium-ion batteries is crucial for maintaining their safety, reliability, and sustainability. This article presents an electrochemical aging-informed data-driven approach for battery SOH estimation by integrating physics-based electrochemical model with deep learning model. In addition, electrochemical parameter inconsistencies resulting from manufacturing differences can cause variations in battery aging rates, a factor often overlooked in traditional SOH prediction methods. The proposed method addresses inconsistency by leveraging the initial cyclic state to improve prediction accuracy and adaptability. Furthermore, a physics-informed dual neural network (PIDNN) is developed to estimate electrochemical parameters and the Li<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^+$</tex-math></inline-formula> concentration in both the solid phase and the electrolyte to calculate battery capacity fade. A gradient normalization strategy is utilized to train the model effectively. The prediction performance of the proposed method is assessed using three metrics: mean absolute error, root mean square error (RMSE), and the coefficient of determination (R<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^{2}$</tex-math></inline-formula>). Notably, the RMSE remains below 0.556%, 0.310%, 0.187%, and 0.486% across four real-world battery datasets, even when trained with just 1% of the total data. Furthermore, PIDNN effectively simulates Li<inline-formula xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"><tex-math notation="LaTeX">$^+$</tex-math></inline-formula> concentration dynamics in both the electrode and electrolyte, demonstrating the exceptional interpretability and accuracy of the proposed method.

IEEE Transactions on Power ElectronicsVol. 40(5)
Nanyang Technological University (SG), Beijing University of Technology (CN), State Key Laboratory of Industrial Control Technology (CN)
National Natural Science Foundation of China, Natural Science Foundation for Young Scientists of Shanxi Province
Affordable and clean energy
Openalex Percentile: Top 2%
Advanced Battery Technologies Research
8.19
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.