Managing the Protection of Qualified and Unqualified Investors in The Securities Market

The issue of activating the existing approach and the injection of an advanced investor protection mechanism is one of the topical issues in Kazakhstan today. The article focuses on improving the legal regulation of the securities market in terms of the mechanism for protecting qualified and unskilled investors. Regulation is implemented through regulatory legal acts, in this regard, it is the legal aspect with a positive multiplier effect on the country's economy as a whole that comes to the fore. The purpose of the article is to put forward proposals to improve the mechanism of investor protection through the implementation of such tasks as studying international experience in protecting the interests of investors, comparing with Kazakh practice, formulating a policy based on principles aimed at protecting the interests with an emphasis on unqualified investors. An overview of the financial instruments offered by the Kazakhstan stock Exchange is given. Attention is paid to the requirements for assessing the risk profile and qualifications of investors. Recommendations are formulated to improve the legislation of the Republic of Kazakhstan and the regulatory framework in the field of regulation of qualified and unqualified investors. In the process of conducting the subject of research, the following methods of scientific cognition were used: analysis, synthesis, analogy, as well as abstract models such as concretization and mental models. The results of the research are aimed at implementing international best practices on the Kazakh plane of protecting the interests of unqualified investors.