Is a phonon excitation of a superfluid Bose gas a Goldstone boson?

Abstract It is generally accepted that phonons in a superfluid Bose gas are Goldstone bosons. This is justified by spontaneous symmetry breaking (SSB), which is usually defined as follows: the Hamiltonian of the system is invariant under the U (1) transformation Ψ(r, t) → e iα Ψ(r, t), whereas the order parameter Ψ(r, t) is not. However, the strict definition of SSB is different: the Hamiltonian and the boundary conditions are invariant under a symmetry transformation, while the ground state is not. Based on the latter criterion, we study a finite system of spinless, weakly interacting bosons using three approaches: the standard Bogoliubov method, the particle-number-conserving Bogoliubov method, and the approach based on the exact ground-state wave function. Our results show that the answer to the question in the title is "no". Thus, phonons in a real-world (finite) superfluid Bose gas are similar to sound in a classical gas: they are not Goldstone bosons, but quantised collective vibrational modes arising from the interaction between atoms. In the case of an infinite Bose gas, however, the picture becomes paradoxical: the ground state can be regarded as either infinitely degenerate or non-degenerate, making the phonon both similar to a Goldstone boson and different from it.

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Publication Details

Journal
Journal of Physics A Mathematical and Theoretical
Published
2026-07-17
DOI
https://doi.org/10.1088/1751-8121/ae8c94
Primary Topic
Cold Atom Physics and Bose-Einstein Condensates
Type
article
Field-Weighted Citation Impact
0.00

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article

Is a phonon excitation of a superfluid Bose gas a Goldstone boson?

Maksim Tomchenko
Journal of Physics A Mathematical and Theoretical
Cold Atom Physics and Bose-Einstein Condensates
article

Is a phonon excitation of a superfluid Bose gas a Goldstone boson?

Maksim Tomchenko
article en

Abstract

Abstract It is generally accepted that phonons in a superfluid Bose gas are Goldstone bosons. This is justified by spontaneous symmetry breaking (SSB), which is usually defined as follows: the Hamiltonian of the system is invariant under the U (1) transformation Ψ(r, t) → e iα Ψ(r, t), whereas the order parameter Ψ(r, t) is not. However, the strict definition of SSB is different: the Hamiltonian and the boundary conditions are invariant under a symmetry transformation, while the ground state is not. Based on the latter criterion, we study a finite system of spinless, weakly interacting bosons using three approaches: the standard Bogoliubov method, the particle-number-conserving Bogoliubov method, and the approach based on the exact ground-state wave function. Our results show that the answer to the question in the title is "no". Thus, phonons in a real-world (finite) superfluid Bose gas are similar to sound in a classical gas: they are not Goldstone bosons, but quantised collective vibrational modes arising from the interaction between atoms. In the case of an infinite Bose gas, however, the picture becomes paradoxical: the ground state can be regarded as either infinitely degenerate or non-degenerate, making the phonon both similar to a Goldstone boson and different from it.

Journal of Physics A Mathematical and Theoretical
National Academy of Sciences of Ukraine (UA)
National Academy of Sciences of Ukraine
Openalex Percentile: Top 99%
Cold Atom Physics and Bose-Einstein Condensates
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