Possibilities and challenges in the moral growth of large language models: a philosophical perspective

With the rapid expansion of parameters in large language models (LLMs) and the application of Reinforcement Learning with Human Feedback (RLHF), there has been a noticeable growth in the moral competence of LLMs. However, several questions warrant further exploration: Is it really possible for LLMs to fully align with human values through RLHF? How can the current moral growth be philosophically contextualized? We identify similarities between LLMs’ moral growth and Deweyan ethics in terms of the discourse of human moral development. We then attempt to use Dewey’s theory on an experimental basis to examine and further explain the extent to which the current alignment pathway enables the development of LLMs. A beating experiment serves as the foundational case for analyzing LLMs’ moral competence across various parameters and stages, including basic moral cognition, moral dilemma judgment, and moral behavior. The results demonstrate that the moral competence of the GPT series has seen a significant improvement, and Dewey’s Impulse-Habit-Character theory of moral development can be used to explain this: the moral competence of LLMs has been enhanced through experience-based learning, supported by human feedback. Nevertheless, LLMs’ moral development through RLHF remains constrained and does not reach the character stage described by Dewey, possibly due to their lack of self-consciousness. This fundamental difference between humans and LLMs underscores both the limitations of LLMs’ moral growth and the challenges of applying RLHF for AI alignment. It also emphasizes the need for external societal governance and legal regulation.

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Publication Details

Journal
Ethics and Information Technology
Published
2024-12-20
DOI
https://doi.org/10.1007/s10676-024-09818-x
Citations
9
Primary Topic
Psychology of Moral and Emotional Judgment
Type
article
Field-Weighted Citation Impact
3.08

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article

Possibilities and challenges in the moral growth of large language models: a philosophical perspective

Yiqin Cao, Jin Liu, Haofen Wang, Wei Wang et al.
9 citations
Ethics and Information Technology
Psychology of Moral and Emotional Judgment
3.08
article

Possibilities and challenges in the moral growth of large language models: a philosophical perspective

Yiqin Cao, Jin Liu, Haofen Wang, Wei Wang, Qingjie Guo, Yan Teng, Ying‐Chun Wang, Guoyu Wang, Junyu Lin, Jiaxin Ma
article en
9 citations

Abstract

With the rapid expansion of parameters in large language models (LLMs) and the application of Reinforcement Learning with Human Feedback (RLHF), there has been a noticeable growth in the moral competence of LLMs. However, several questions warrant further exploration: Is it really possible for LLMs to fully align with human values through RLHF? How can the current moral growth be philosophically contextualized? We identify similarities between LLMs’ moral growth and Deweyan ethics in terms of the discourse of human moral development. We then attempt to use Dewey’s theory on an experimental basis to examine and further explain the extent to which the current alignment pathway enables the development of LLMs. A beating experiment serves as the foundational case for analyzing LLMs’ moral competence across various parameters and stages, including basic moral cognition, moral dilemma judgment, and moral behavior. The results demonstrate that the moral competence of the GPT series has seen a significant improvement, and Dewey’s Impulse-Habit-Character theory of moral development can be used to explain this: the moral competence of LLMs has been enhanced through experience-based learning, supported by human feedback. Nevertheless, LLMs’ moral development through RLHF remains constrained and does not reach the character stage described by Dewey, possibly due to their lack of self-consciousness. This fundamental difference between humans and LLMs underscores both the limitations of LLMs’ moral growth and the challenges of applying RLHF for AI alignment. It also emphasizes the need for external societal governance and legal regulation.

Ethics and Information TechnologyVol. 27(1)
Tongji University (CN), Heilongjiang University of Science and Technology (CN), Harbin Engineering University (CN), Chinese Academy of Sciences (CN), China Association for Science and Technology (CN), Fudan University (CN), Beijing Academy of Artificial Intelligence (CN), Institute of Information Engineering (CN), University of Chinese Academy of Sciences (CN), Shanghai Artificial Intelligence Laboratory (CN)
National Natural Science Foundation of China, Chinese Academy of Sciences
Openalex Percentile: Top 8%
Psychology of Moral and Emotional Judgment
3.08
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