Optimal feature selection for a weighted k-nearest neighbors for compound fault classification in wind turbine gearbox

• Developed a framework for optimal feature selection for a weighted k-nearest neighbors (k-NN) model to classify wind turbine gearbox faults. • Validated using vibration signals from a wind turbine gearbox under four distinct fault conditions. • Time and frequency domain features, such as mean, mean frequency, standard deviation frequency, maximum frequency, and Shannon entropy, were key discriminative features. • The weighted k-NN model incorporating these features achieved a classification accuracy improvement of 0.005 %. • Manhattan distance metric was the most effective for classifying gearbox health states. • An optimal k-value of 20 was identified, resulting in an average classification accuracy of 95.95 %. The k -nearest neighbors is renowned for its adaptability and ease of use, making it favored for data-driven turbine component fault diagnostics. However, the basic k -NN model is constrained by the curse of dimensionality, rendering it ineffective at capturing the dynamics in high-dimensional turbine gearbox vibration signals. To address this problem, this study advanced a framework for choosing the best features for a k -NN fault diagnostic model while also leveraging the benefits of “weighting” to further improve its performance. The framework was validated using vibration signals from a wind turbine gearbox under four different fault conditions. The study first extracted statistical frequency and time domain characteristics from the vibration dataset for feeding the model. The most discriminative features—including the mean, mean frequency, standard deviation frequency, maximum frequency, and Shannon entropy—were selected from the feature space using the proposed strategy. Results of the study indicate that by incorporating weights into the k -NN model, classification accuracy improved by 0.005 %. The Manhattan distance metric outperformed all other metrics in classifying the various gearbox health states. The optimal k -value was determined to be 20. Overall, the optimal k-NN model achieved an average classification accuracy of 95.95 % across all performance metrics, with accuracy at 95.97 %, recall at 95.97 %, precision at 95.93 %, and F1 score at 95.93 %. The fault diagnostic model is recommended for deployment in wind turbine gearbox condition monitoring.

Authors

Institutions

Publication Details

Journal
Results in Engineering
Published
2024-12-20
DOI
https://doi.org/10.1016/j.rineng.2024.103791
Citations
18
Primary Topic
Machine Fault Diagnosis Techniques
Type
article
Field-Weighted Citation Impact
5.91

Funders

Controls
|||
ALL TIME
JAN
FEB
MAR
APR
MAY
JUN
JUL
AUG
SEP
OCT
article

Optimal feature selection for a weighted k-nearest neighbors for compound fault classification in wind turbine gearbox

Samuel M. Gbashi, Obafemi O. Olatunji, Paul A. Adedeji, Nkosinathi Madushele
18 citations
Results in Engineering
Machine Fault Diagnosis Techniques
5.91
article

Optimal feature selection for a weighted k-nearest neighbors for compound fault classification in wind turbine gearbox

Samuel M. Gbashi, Obafemi O. Olatunji, Paul A. Adedeji, Nkosinathi Madushele
article en
18 citations

Abstract

• Developed a framework for optimal feature selection for a weighted k-nearest neighbors (k-NN) model to classify wind turbine gearbox faults. • Validated using vibration signals from a wind turbine gearbox under four distinct fault conditions. • Time and frequency domain features, such as mean, mean frequency, standard deviation frequency, maximum frequency, and Shannon entropy, were key discriminative features. • The weighted k-NN model incorporating these features achieved a classification accuracy improvement of 0.005 %. • Manhattan distance metric was the most effective for classifying gearbox health states. • An optimal k-value of 20 was identified, resulting in an average classification accuracy of 95.95 %. The k -nearest neighbors is renowned for its adaptability and ease of use, making it favored for data-driven turbine component fault diagnostics. However, the basic k -NN model is constrained by the curse of dimensionality, rendering it ineffective at capturing the dynamics in high-dimensional turbine gearbox vibration signals. To address this problem, this study advanced a framework for choosing the best features for a k -NN fault diagnostic model while also leveraging the benefits of “weighting” to further improve its performance. The framework was validated using vibration signals from a wind turbine gearbox under four different fault conditions. The study first extracted statistical frequency and time domain characteristics from the vibration dataset for feeding the model. The most discriminative features—including the mean, mean frequency, standard deviation frequency, maximum frequency, and Shannon entropy—were selected from the feature space using the proposed strategy. Results of the study indicate that by incorporating weights into the k -NN model, classification accuracy improved by 0.005 %. The Manhattan distance metric outperformed all other metrics in classifying the various gearbox health states. The optimal k -value was determined to be 20. Overall, the optimal k-NN model achieved an average classification accuracy of 95.95 % across all performance metrics, with accuracy at 95.97 %, recall at 95.97 %, precision at 95.93 %, and F1 score at 95.93 %. The fault diagnostic model is recommended for deployment in wind turbine gearbox condition monitoring.

Results in EngineeringVol. 25
University of Johannesburg (ZA)
U.S. Department of Energy, National Research Foundation, University of Johannesburg
Affordable and clean energy
Openalex Percentile: Top 3%
Machine Fault Diagnosis Techniques
5.91
AI Navigator

Ask Laika to Summarize, Analyze, and Connect papers live on the map.

Summarize Papers & Methodologies

Extract key findings, datasets, and comparative methods across publications.

Benchmark Rankings & Visual Analytics

Rank top research institutions, authors, funders, topics, and journals by Field-Weighted Citation Impact (FWCI) and paper volume with instant charts.

Connect Distant Disciplines

Bridge topological clusters on the map to find hidden collaborative intersections.