A data-driven framework for lithium-ion battery RUL using LSTM and XGBoost with feature selection via Binary Firefly Algorithm

Time-series analysis algorithms have been developed to directly forecast the Remaining Useful Life (RUL) of Lithium-ion batteries, as opposed to indirect methods that operate through the estimation of the State of Health (SOH) based upon extracted health indicators (HIs). This indirect approach facilitates a more detailed exploration of the connection between battery health indicators and RUL decay, potentially enhancing the precision of predictions compared to methods that solely model the RUL. In this study, 16 Lithium-ion battery HIs are extracted and analyzed by the Long Short-Term Memory (LSTM) model. The forecasting outcomes of the LSTM models are selected by the heuristic optimization algorithm Binary Firefly Algorithm (BFA) to formalize the feature subset that yields the highest prediction accuracy for the gradient boosting algorithm eXtreme Gradient Boosting (XGBoost) to estimate future SOH values as RUL. The efficacy of the proposed methodology is validated using the Lithium-ion battery dataset from NASA's Prognostics Center of Excellence, where the experiments show a 23 % improvement in RMSE and MAPE compared to direct RUL modeling using the same time-series analysis algorithm. Furthermore, the model built on data from one battery was successfully applied to other batteries under similar operating conditions, achieving comparable forecasting accuracy, and the qualitative ramifications of these findings are discussed. • A three-stage procedure is proposed for lithium-ion battery RUL forecasting. • RUL is calculated by integrating the outputs from the Long Short-Term Memory (LSTM) models using the XGBoost. • Optimal HIs subset for calculating RUL is selected through the Binary Firefly Algorithm (BFA). • The effectiveness of the proposed procedure is verified through NASA lithium-ion batteries.

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Publication Details

Journal
Energy
Published
2024-12-19
DOI
https://doi.org/10.1016/j.energy.2024.134229
Citations
34
Primary Topic
Advanced Battery Technologies Research
Type
article
Field-Weighted Citation Impact
6.92
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article

A data-driven framework for lithium-ion battery RUL using LSTM and XGBoost with feature selection via Binary Firefly Algorithm

Erdan Kong, Bo Li, Li Fei, Zhiqiang Qiu et al.
34 citations
Energy
Advanced Battery Technologies Research
6.92
article

A data-driven framework for lithium-ion battery RUL using LSTM and XGBoost with feature selection via Binary Firefly Algorithm

Erdan Kong, Bo Li, Li Fei, Zhiqiang Qiu, Zhao Jin, Xuebin Li
article en
34 citations

Abstract

Time-series analysis algorithms have been developed to directly forecast the Remaining Useful Life (RUL) of Lithium-ion batteries, as opposed to indirect methods that operate through the estimation of the State of Health (SOH) based upon extracted health indicators (HIs). This indirect approach facilitates a more detailed exploration of the connection between battery health indicators and RUL decay, potentially enhancing the precision of predictions compared to methods that solely model the RUL. In this study, 16 Lithium-ion battery HIs are extracted and analyzed by the Long Short-Term Memory (LSTM) model. The forecasting outcomes of the LSTM models are selected by the heuristic optimization algorithm Binary Firefly Algorithm (BFA) to formalize the feature subset that yields the highest prediction accuracy for the gradient boosting algorithm eXtreme Gradient Boosting (XGBoost) to estimate future SOH values as RUL. The efficacy of the proposed methodology is validated using the Lithium-ion battery dataset from NASA's Prognostics Center of Excellence, where the experiments show a 23 % improvement in RMSE and MAPE compared to direct RUL modeling using the same time-series analysis algorithm. Furthermore, the model built on data from one battery was successfully applied to other batteries under similar operating conditions, achieving comparable forecasting accuracy, and the qualitative ramifications of these findings are discussed. • A three-stage procedure is proposed for lithium-ion battery RUL forecasting. • RUL is calculated by integrating the outputs from the Long Short-Term Memory (LSTM) models using the XGBoost. • Optimal HIs subset for calculating RUL is selected through the Binary Firefly Algorithm (BFA). • The effectiveness of the proposed procedure is verified through NASA lithium-ion batteries.

EnergyVol. 314
Wuhan Ship Development & Design Institute (CN), Wuhan Engineering Science & Technology Institute (CN), Beihang University (CN)
Affordable and clean energy
Openalex Percentile: Top 2%
Advanced Battery Technologies Research
6.92
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