Tracing the Evolution of Information Transparency for OpenAI’s GPT Models through a Biographical Approach

Information transparency, the open disclosure of information about models, is crucial for proactively evaluating the potential societal harm of large language models (LLMs) and developing effective risk mitigation measures. Adapting the biographies of artifacts and practices (BOAP) method from science and technology studies, this study analyzes the evolution of information transparency within OpenAI’s Generative Pre-trained Transformers (GPT) model reports and usage policies from its inception in 2018 to GPT-4, one of today’s most capable LLMs. To assess the breadth and depth of transparency practices, we develop a 9-dimensional, 3-level analytical framework to evaluate the comprehensiveness and accessibility of information disclosed to various stakeholders. Findings suggest that while model limitations and downstream usages are increasingly clarified, model development processes have become more opaque. Transparency remains minimal in certain aspects, such as model explainability and real-world evidence of LLM impacts, and the discussions on safety measures such as technical interventions and regulation pipelines lack in-depth details. The findings emphasize the need for enhanced transparency to foster accountability and ensure responsible technological innovations.

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Publication Details

Journal
Proceedings of the AAAI/ACM Conference on AI Ethics and Society
Published
2024-10-16
DOI
https://doi.org/10.1609/aies.v7i1.31757
Primary Topic
Research Data Management Practices
Type
article
Field-Weighted Citation Impact
0.00

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article

Tracing the Evolution of Information Transparency for OpenAI’s GPT Models through a Biographical Approach

Zilin Xu, Eni Mustafaraj
Proceedings of the AAAI/ACM Conference on AI Ethics and Society
Research Data Management Practices
article

Tracing the Evolution of Information Transparency for OpenAI’s GPT Models through a Biographical Approach

Zilin Xu, Eni Mustafaraj
article en

Abstract

Information transparency, the open disclosure of information about models, is crucial for proactively evaluating the potential societal harm of large language models (LLMs) and developing effective risk mitigation measures. Adapting the biographies of artifacts and practices (BOAP) method from science and technology studies, this study analyzes the evolution of information transparency within OpenAI’s Generative Pre-trained Transformers (GPT) model reports and usage policies from its inception in 2018 to GPT-4, one of today’s most capable LLMs. To assess the breadth and depth of transparency practices, we develop a 9-dimensional, 3-level analytical framework to evaluate the comprehensiveness and accessibility of information disclosed to various stakeholders. Findings suggest that while model limitations and downstream usages are increasingly clarified, model development processes have become more opaque. Transparency remains minimal in certain aspects, such as model explainability and real-world evidence of LLM impacts, and the discussions on safety measures such as technical interventions and regulation pipelines lack in-depth details. The findings emphasize the need for enhanced transparency to foster accountability and ensure responsible technological innovations.

Proceedings of the AAAI/ACM Conference on AI Ethics and SocietyVol. 7
Wellesley College (US)
National Science Foundation, Wellesley College
Openalex Percentile: Top 68%
Research Data Management Practices
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Tracing the Evolution of Information Transparency for OpenAI’s GPT Models through a Biographical Approach — Zilin Xu, Eni Mustafaraj · Proceedings of the AAAI/ACM Conference on AI Ethics and Society (2024) | TGRS Research Map | TGRS