Bridging the gap: An interpretable coupled model (SWAT-ELM-SHAP) for blue-green water simulation in data-scarce basins

Blue water (BW) and green water (GW) are crucial components of the hydrological cycle, but their accurate simulation and interpretation remain challenging in data-scarce basins. We propose the SWAT-ELM-SHAP model, coupling the Soil and Water Assessment Tool (SWAT), Ensemble Learning Model (ELM), and Shapley Additive Explanations (SHAP) method. This novel approach bridges the gap between a physically-based hydrological model, a data-driven machine learning (ML) model, and a holistically-interpreted SHAP method, offering accurate blue-green water simulation and holistic result interpretation for improved water resources management in data-scarce basins. We took the transfer simulation of blue-green water from the Xiangjiang River Basin (source basin) to the Zishui River Basin (target basin) as a case study to test and evaluate the feasibility of the coupled model during 1991–2022. The model performance results indicate that the simulation accuracy of our new coupled model is improved in data-scarce basins. In combination with hydrological response features generated by SWAT and meteorological features as the ELM input, our model enhances the daily blue-green water simulation. The Nash-Sutcliffe Efficiency coefficient (NSE) for BW, Green water flow (GWF), and Green water storage (GWS) consistently exceeds 0.77 during the calibration period (1991–2010) and exceeds 0.8 during the testing period (2011–2022). The interpretation results of coupled model demonstrate that SHAP holistic interpretation provides good interpretability for blue-green water simulation results in data-scarce basins. In general, the SWAT-ELM-SHAP offers a referenced approach that can reliably and efficiently simulate blue-green water in data-scarce basins, but more importantly, can further our understanding of the potential causal relationships, influence mechanisms, and variation mechanisms of blue-green water under changing environmental conditions. • A SWAT-ELM-SHAP coupled model for simulating and interpreting daily green-blue water is developed. • The coupling of SWAT and ELM enhances the green-blue water simulation. • The SHAP holistic interpretation of coupled model reveals the blue-green water mechanisms. • This coupled approach bridges the gap between physically-based SWAT, data-driven ELM, and holistically-interpreted SHAP.

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Publication Details

Journal
Agricultural Water Management
Published
2024-11-08
DOI
https://doi.org/10.1016/j.agwat.2024.109157
Citations
10
Primary Topic
Hydrology and Watershed Management Studies
Type
article
Field-Weighted Citation Impact
2.02
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article

Bridging the gap: An interpretable coupled model (SWAT-ELM-SHAP) for blue-green water simulation in data-scarce basins

Qing Liu, Yang Liu, Zhonghui Guo, Chang Feng
10 citations
Agricultural Water Management
Hydrology and Watershed Management Studies
2.02
article

Bridging the gap: An interpretable coupled model (SWAT-ELM-SHAP) for blue-green water simulation in data-scarce basins

Qing Liu, Yang Liu, Zhonghui Guo, Chang Feng
article en
10 citations

Abstract

Blue water (BW) and green water (GW) are crucial components of the hydrological cycle, but their accurate simulation and interpretation remain challenging in data-scarce basins. We propose the SWAT-ELM-SHAP model, coupling the Soil and Water Assessment Tool (SWAT), Ensemble Learning Model (ELM), and Shapley Additive Explanations (SHAP) method. This novel approach bridges the gap between a physically-based hydrological model, a data-driven machine learning (ML) model, and a holistically-interpreted SHAP method, offering accurate blue-green water simulation and holistic result interpretation for improved water resources management in data-scarce basins. We took the transfer simulation of blue-green water from the Xiangjiang River Basin (source basin) to the Zishui River Basin (target basin) as a case study to test and evaluate the feasibility of the coupled model during 1991–2022. The model performance results indicate that the simulation accuracy of our new coupled model is improved in data-scarce basins. In combination with hydrological response features generated by SWAT and meteorological features as the ELM input, our model enhances the daily blue-green water simulation. The Nash-Sutcliffe Efficiency coefficient (NSE) for BW, Green water flow (GWF), and Green water storage (GWS) consistently exceeds 0.77 during the calibration period (1991–2010) and exceeds 0.8 during the testing period (2011–2022). The interpretation results of coupled model demonstrate that SHAP holistic interpretation provides good interpretability for blue-green water simulation results in data-scarce basins. In general, the SWAT-ELM-SHAP offers a referenced approach that can reliably and efficiently simulate blue-green water in data-scarce basins, but more importantly, can further our understanding of the potential causal relationships, influence mechanisms, and variation mechanisms of blue-green water under changing environmental conditions. • A SWAT-ELM-SHAP coupled model for simulating and interpreting daily green-blue water is developed. • The coupling of SWAT and ELM enhances the green-blue water simulation. • The SHAP holistic interpretation of coupled model reveals the blue-green water mechanisms. • This coupled approach bridges the gap between physically-based SWAT, data-driven ELM, and holistically-interpreted SHAP.

Agricultural Water ManagementVol. 306
Hengyang Normal University (CN)
Clean water and sanitation
Openalex Percentile: Top 14%
Hydrology and Watershed Management Studies
2.02
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