Pronouns beyond phi-features: the speaker–addressee relation in Japanese pronouns and its implications for formal pronouns

Abstract Greenberg’s Universal 42 states that all languages have pronominal categories involving at least three persons and two numbers. However, this characterization fails to capture the properties of pronouns in Japanese, which are not bundles of person, number and gender features (so-called phi-features ); rather, they contain sociolinguistic information about the interlocutors. We propose that these properties are structurally determined. Following Ritter and Wiltschko, we assume that the highest layer of structure in nominals is interactional structure. As for phi-features, we adopt the standard assumption that they are represented internal to the determiner phrase (DP). We propose that the distinctive properties of Japanese pronouns follow from the hypothesis that they spell out elements of the interactional structure and not the DP. We show that the lack of phi-features in Japanese pronouns correlates with other properties of this language’s grammar. Support for this analysis comes from languages where pronouns with phi-features can optionally be used to encode formality (e.g. German and French). We propose that in these languages, formal pronouns originate within the DP but are interpreted in the interactional structure. Finally, we suggest that this analysis may extend to imposters and vocatives in that they may also be interpreted in the interactional structure.